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- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
By Jeff Dale2024-07-23T15:27:00
The Securities and Exchange Commission (SEC) announced that Division of Examinations Deputy Director Keith Cassidy, who was named interim acting co-director a year ago, will serve as interim acting director going forward.
In July 2023, Cassidy took the reins of the exams division along with Natasha Vij Greiner in response to then-Director Richard Best being placed on extended medical leave.
SEC Chair Gary Gensler wished Best well in a press release Monday as he takes time to focus on his health and thanked Cassidy for stepping in again to lead the exams division.
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News and analysis for the well-informed compliance or audit exec. Select an option and click continue.
Annual Membership $499 Value offer
Full price one year membership with auto-renewal.
Membership $599
One-year only, no auto-renewal.
2023-07-25T17:40:00Z By Jeff Dale
The Securities and Exchange Commission announced the appointments of Natasha Vij Greiner and Keith Cassidy as interim acting co-directors of the Division of Examinations while Director Richard Best is on medical leave.
2023-01-17T19:08:00Z By CW Staff
The Securities and Exchange Commission announced the promotion of Erik Gerding to lead its Division of Corporation Finance following the departure of Renee Jones.
2022-11-07T20:11:00Z By Aaron Nicodemus
The Securities and Exchange Commission appointed two regulators within the agency’s Division of Examinations as deputy directors.
2024-12-20T13:46:00Z By CW Staff
National Philanthropic Trust announced the appointment of Tamara Watts, vice president, legal and general counsel for The Susan Thompson Buffett Foundation, to its board of trustees.
2024-12-20T13:35:00Z By CW Staff
Succession Resource Group, a consulting firm specializing in wealth management business valuations, employment solutions, succession planning, and M&A transactions, announced the appointment of Todd Fulks as general counsel.
2024-12-20T13:28:00Z By CW Staff
Formic, which specializes in robotics, industrial automation, and manufacturing, announced the addition of Todd Plotner as the company’s first general counsel.
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