- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
Robert Cohen, the SEC’s first Cyber Unit chief, has stepped down after 15 years of service. Get a glimpse of several groundbreaking investigations headed up by Cohen.
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The Securities and Exchange Commission announced the appointment of Kristina Littman as chief of the Division of Enforcement’s Cyber Unit.
Crypto-friendly Silvergate Bank will pay a total of $63 million penalties to California and the Federal Reserve Board to settle charges that its anti-money laundering program failed to properly monitor more than $1 trillion worth of customer transactions.
The Supreme Court of the United States ruled that the Securities and Exchange Commission’s practice of using in-house tribunals overseen by an administrative judge to adjudicate securities fraud cases is unconstitutional.
