- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
Financial firm PCBB announced the appointment of Radhika Lipton as chief risk officer.
Most recently, Lipton served as chief risk and compliance officer at Mambu Americas, and as chief compliance officer at Sunwest Bank. She also founded RADD, a consulting firm specializing in internal auditing and compliance.
Compliance Week accepts outside contributions from corporate chief compliance officers and other senior-level GRC practitioners. To learn more, contact the CW Editor.
A bank examiner and senior manager at the Federal Reserve Bank of Richmond pled guilty to insider trading after allegedly misappropriating confidential information on seven banks to make profitable trades.
President-elect Donald Trump announced he plans to appoint Cantor Fitzgerald President and CEO Howard Lutnick to lead the U.S. Commerce Department, as the incoming administration is expected to charge import tariffs against friends and foes.
New York-based investment firm Drexel Hamilton will pay more than $1.1 million in penalties, with four current and former employees paying fines as well over committing hundreds of violations of rules regarding the sale of municipal bonds.
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