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- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
By CW StaffThu, Apr 25, 2024 3:56 PM
New York Community Bancorp announced the appointment of Bao Nguyen as SEVP, general counsel and chief of staff.
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News and analysis for the well-informed compliance or audit exec. Select an option and click continue.
Annual Membership $499 Value offer
Full price one year membership with auto-renewal.
Membership $599
One-year only, no auto-renewal.
Jan 3, 2025 2:44 PM By Jeff Dale
The Financial Industry Regulatory Authority issued fines against four large banks to end 2024, all for different alleged misconduct, but all related to the firms’ failures to implement a supervisory system reasonably designed to achieve compliance with FINRA rules.
Jan 2, 2025 1:00 PM By Neil Hodge
New rules that push IT firms providing “critical” services to the U.K.’s financial sector to share more data about cyberattacks and resiliency measures have been welcomed by industry experts. However, concerns remain over how suppliers will be classified and how key data might be gathered and shared.
Dec 30, 2024 9:00 PM By Aaron Nicodemus
Launching or expanding a corporate data analytics program for compliance can seem like a daunting task, but it is one worth adding to your to-do list in 2025.
Dec 27, 2024 6:05 AM By CW Staff
Synovus Financial Corp appointed Greg Montana, former executive vice president and chief risk officer of Fidelity National Information Services, to its board of directors, effective Jan. 1.
Dec 27, 2024 5:46 AM By CW Staff
Intelligent power management company Eaton announced that Lucy Clark Dougherty has been named general counsel, effective Jan. 27.
Dec 27, 2024 5:35 AM By CW Staff
Trane Technologies, a global climate innovator, announced the appointment of Mauro Atalla as chief technology and sustainability officer, effective Jan. 5.
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