- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
Global defense technology company Lockheed Martin named Kevin O’Connor as the corporation’s new senior vice president, general counsel and corporate secretary, effective Jan. 13.
O’Connor most recently served as senior vice president and chief legal officer for Carrier.
Prior to that, he served as chief legal officer for Point72. Before that, he served as the vice president of Global Ethics & Compliance, UTC, and was a partner at the law firm Bracewell.
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Broker-dealer LPL Financial will pay $18 million to settle charges by the Securities and Exchange Commission that its anti-money laundering program did not properly vet customers and failed to close or restrict thousands of high-risk accounts.
American Express will pay approximately $230 million in fines and penalties to settle allegations that it deceptively marketed credit card and wire transfer products, and also misrepresented the tax benefits of two payroll wire transfer products.
Wells Fargo and Merrill Lynch will pay $35 million and $25 million, respectively, to settle allegations by the Securities and Exchange Commission that their handling of investment accounts’ cash sweep programs violated federal law.
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