- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
Hancock Whitney Bank announced that Senior Executive Vice President and Chief Legal Officer Joy Lambert Phillips will retire from the company on Sep. 6.
Phillips joined Hancock Bank in April 1999 as general counsel and served as corporate secretary. In May 2022, she became the bank’s first chief legal officer.
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Nine investment advisers will pay a total of $1.24 million to settle allegations that they violated the Securities and Exchange Commission’s marketing rule by disseminating advertisements with untrue or misleading information.
Info-Tech Research Group has appointed Ryan Huggett to the role of chief legal officer.
Compass Surgical Partners announced that Sarah Jacobs has joined the executive leadership team as chief legal officer.
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