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“For tracking litigation, enforcement, and regulatory developments, Compliance Week
should be your prime source.”- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
Great-West Lifeco names chief risk officer
Canadian insurance company Great-West Lifeco announced the appointment of Dervla Tomlin, current chief actuary, as chief risk officer.
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UAE-based crypto solutions provider Scintilla names CCO
Scintilla, a cryptocurrency solutions provider based in the United Arab Emirates, announced the appointment of Janey Schueller as its new chief compliance officer.
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Wedgewood appoints CCO, GC
Wedgewood, the largest veterinary compounding pharmacy and a trusted provider of online pharmacy services, announced the appointment of Benjamin Daniels in the newly created role of chief compliance officer and general counsel.
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News BriefBroker-dealer BMO Capital Markets to pay $41M to settle trade supervision lapses
A broker-dealer subsidiary of Toronto-based BMO Financial Group will pay nearly $41 million in penalties to the Securities and Exchange Commission to settle allegations that its traders issued misleading disclosures on bonds for three years, causing $19 million in harm to its customers.