FINRA appoints senior vice presidents of enforcement
By 
Jeff Dale2024-07-23T16:57:00
The Financial Industry Regulatory Authority (FINRA) announced the appointments of Tina Gubb, effective Monday, and Julie Glynn, effective Sept. 1, as senior vice presidents of enforcement.
Both will report to Bill St. Louis, executive vice president and head of enforcement at the self-regulatory agency, FINRA announced in a press release Wednesday.
“[Glynn] and [Gubb] possess exemplary legal expertise, as well as superior leadership skills. I am confident [they] have the breadth of experience, strategic thinking, and agility needed to help lead our teams in pursuit of FINRA’s mission of investor protection and market integrity,” St. Louis said in the release.
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