- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
Dietary supplement and food ingredient company ChromaDex announced the appointment of Carlos Lopez as senior vice president and general counsel.
Lopez will report directly to Rob Fried, chief executive of ChromaDex.
Prior to this, he served as the vice president and general counsel at The Vitamin Shoppe. He has also served on the board of The Natural Products Association.
Compliance Week accepts outside contributions from corporate chief compliance officers and other senior-level GRC practitioners. To learn more, contact the CW Editor.
Charter Communications agreed to pay $15 million and put in place a “robust” compliance plan, including cybersecurity upgrades, to settle allegations it didn’t comply with emergency 911 and network outage notification rules, the Federal Communications Commission announced.
The Financial Industry Regulatory Authority ordered Western International Securities to pay $1.5 million for failing to implement a supervisory system to detect and respond to excessive trading, the firm’s fifth consent order with the regulator since 2019.
North Central Health Care announced the appointment of Thomas Onan as compliance officer and risk manager.
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