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- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
By CW Staff2019-07-17T13:52:00
BroadRiver Asset Management, with assets under management of $1.4 billion, has appointed Emma Dickson as general counsel and chief compliance officer.
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News and analysis for the well-informed compliance or audit exec. Select an option and click continue.
Annual Membership $499 Value offer
Full price one year membership with auto-renewal.
Membership $599
One-year only, no auto-renewal.
2019-08-09T17:12:00Z By CW Staff
HDI Global Insurance (HDI) has appointed Patricia Ryan as general counsel and corporate secretary with immediate effect.
2019-08-07T17:22:00Z By CW Staff
Athena Capital Advisors, a privately owned registered investment advisor, has appointed Beth Lehman as deputy general counsel and chief compliance officer.
2019-07-25T15:28:00Z By CW Staff
Celsius Network, a London-based cryptocurrency platform, has appointed Jeremie Beaudry as chief compliance officer.
2024-11-19T14:00:00Z By CW Staff
Commercial real estate finance and advisory services firm Walker & Dunlop announced that Dan Groman will be its executive vice president, general counsel, secretary and chief compliance officer.
2024-11-19T13:56:00Z By CW Staff
MVB Financial Corp has named Joe Rodriguez as chief risk officer.
2024-11-19T13:51:00Z By CW Staff
Bravo Property Trust, an affiliate of Bravo Capital and a leading privately held bridge and construction financing platform, announced the addition of Deborah Ginsberg as the chief operating officer and general counsel.
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