- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
By CW Staff2019-10-18T19:07:00
BNP Paribas recently announced the appointment of Theresa McCloskey as chief compliance officer for BNP Securities, the company’s registered broker-dealer and futures commission merchant.
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2019-11-14T17:00:00Z By CW Staff
The J. M. Smucker Company announced an evolution of its executive leadership structure and team. Among the new appointments, Jeannette Knudsen has been elected chief legal and compliance officer and secretary.
2019-10-29T19:57:00Z By CW Staff
TruClarity Wealth Advisors, an SEC-registered investment adviser launched in September 2019, has named Catherine Mustico as chief compliance officer.
2019-10-29T19:51:00Z By CW Staff
The University of California San Francisco has named Brian Smith as chief ethics and compliance officer, a role he has held in an interim capacity since November 2017.
2024-12-26T08:54:00Z By CW Staff
Private client and funds services group Imperium has appointed Alex Mauger as their group company secretary & general counsel.
2024-12-26T08:41:00Z By CW Staff
Pharmaceutical firm Orion Corporation announced that Mikko Kemppainen has been appointed as general counsel and secretary to the board of directors of Orion Corporation, and a member of the executive management board of the Orion Group, effective June 1.
2024-12-26T08:33:00Z By CW Staff
Global professional services firm Huron announced that it has promoted Hope Katz to executive vice president, general counsel, and corporate secretary, effective Jan. 1.
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