- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
By CW Staff2019-10-18T19:07:00
BNP Paribas recently announced the appointment of Theresa McCloskey as chief compliance officer for BNP Securities, the company’s registered broker-dealer and futures commission merchant.
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2019-11-14T17:00:00Z By CW Staff
The J. M. Smucker Company announced an evolution of its executive leadership structure and team. Among the new appointments, Jeannette Knudsen has been elected chief legal and compliance officer and secretary.
2019-10-29T19:57:00Z By CW Staff
TruClarity Wealth Advisors, an SEC-registered investment adviser launched in September 2019, has named Catherine Mustico as chief compliance officer.
2019-10-29T19:51:00Z By CW Staff
The University of California San Francisco has named Brian Smith as chief ethics and compliance officer, a role he has held in an interim capacity since November 2017.
2024-11-19T14:00:00Z By CW Staff
Commercial real estate finance and advisory services firm Walker & Dunlop announced that Dan Groman will be its executive vice president, general counsel, secretary and chief compliance officer.
2024-11-19T13:56:00Z By CW Staff
MVB Financial Corp has named Joe Rodriguez as chief risk officer.
2024-11-19T13:51:00Z By CW Staff
Bravo Property Trust, an affiliate of Bravo Capital and a leading privately held bridge and construction financing platform, announced the addition of Deborah Ginsberg as the chief operating officer and general counsel.
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