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- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
By Jeff Dale2023-02-03T21:13:00
Digital asset platform Anchorage Digital unveiled moves to bolster its Bank Secrecy Act/anti-money laundering (BSA/AML) compliance staff less than a year removed from being called out by the Office of the Comptroller of the Currency (OCC) for deficiencies in the area.
Among the moves, announced Tuesday, Anchorage Digital welcomed Mark duBose as its new chief compliance and risk officer, Dustin Palmer as interim BSA officer, and Mo Abdoolraman as interim head of know your customer (KYC). The hiring of duBose is pending regulatory approval, as is the promotion of Rachel Anderika from chief risk officer to chief operating officer.
Other new additions include Frieder Weichelt as chief information security officer (CISO); Daniel Sankey as head of financial intelligence unit; Scott Schwartz as deputy BSA officer, in addition to his responsibilities as Office of Foreign Assets Control (OFAC) officer; and Jessica Perkins as enterprise risk management lead.
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News and analysis for the well-informed compliance or audit exec. Select an option and click continue.
Annual Membership $499 Value offer
Full price one year membership with auto-renewal.
Membership $599
One-year only, no auto-renewal.
2022-04-22T19:39:00Z By Aaron Nicodemus
The Office of the Comptroller of the Currency announced a consent order against Anchorage Digital Bank, the first digital asset bank to be issued a charter by the regulator, for deficiencies in its Bank Secrecy Act/anti-money laundering compliance program.
2024-11-21T18:30:00Z By Adrianne Appel
Big Tech digital payment apps will be subjected to increased oversight and requirements–similar to that of banks and credit unions–under a finalized rule by the Consumer Financial Protection Bureau.
2024-11-21T16:25:00Z By Neil Hodge
Data governance has become a key concern for companies, especially when the EU AI Act and General Data Protection Regulation have put a premium on handling data responsibly and ensuring that artificial intelligence does not cause harm.
2024-11-19T14:00:00Z By CW Staff
Commercial real estate finance and advisory services firm Walker & Dunlop announced that Dan Groman will be its executive vice president, general counsel, secretary and chief compliance officer.
2024-11-19T13:56:00Z By CW Staff
MVB Financial Corp has named Joe Rodriguez as chief risk officer.
2024-11-19T13:51:00Z By CW Staff
Bravo Property Trust, an affiliate of Bravo Capital and a leading privately held bridge and construction financing platform, announced the addition of Deborah Ginsberg as the chief operating officer and general counsel.
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