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- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
By CW Staff2020-07-29T18:50:00
Aegis Capital, a wealth management, financial services, and investment banking firm, announced the hiring of two veteran compliance officers with over 40 years of combined experience in compliance.
THIS IS MEMBERS-ONLY CONTENT. To continue reading, choose one of the options below.
News and analysis for the well-informed compliance or audit exec. Select an option and click continue.
Annual Membership $499 Value offer
Full price one year membership with auto-renewal.
Membership $599
One-year only, no auto-renewal.
2020-07-29T18:57:00Z By CW Staff
Harbour Trust & Investment Management Company has appointed Martha Wargo Oprea to the role of vice president and chief compliance officer.
2020-07-27T12:09:00Z By Jaclyn Jaeger
HSBC has appointed Christine Lowthian as chief compliance officer US, effective as of July 20.
2020-07-23T16:14:00Z By CW Staff
Multinational oil and gas company Weatherford International announced the appointment of Scott Weatherholt as executive vice president, general counsel and chief compliance officer.
2024-11-19T14:00:00Z By CW Staff
Commercial real estate finance and advisory services firm Walker & Dunlop announced that Dan Groman will be its executive vice president, general counsel, secretary and chief compliance officer.
2024-11-19T13:56:00Z By CW Staff
MVB Financial Corp has named Joe Rodriguez as chief risk officer.
2024-11-19T13:51:00Z By CW Staff
Bravo Property Trust, an affiliate of Bravo Capital and a leading privately held bridge and construction financing platform, announced the addition of Deborah Ginsberg as the chief operating officer and general counsel.
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