All GRC Appointments articles – Page 93
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Plaid adds former CFPB general counsel
FinTech solutions provider Plaid has added Meredith Fuchs as general counsel. Fuchs previously served as general counsel at the Consumer Financial Protection Bureau.
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Choice Hotels appoints chief accounting officer
Hospitality franchisor Choice Hotels announced the promotion of Elizabeth Redmond to chief accounting officer amid a series of recent executive appointments.
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ArticleSEC names Berger deputy director of Enforcement
The Securities and Exchange Commission named Marc Berger deputy director of the Division of Enforcement, also promoting Richard Best to take over for Berger as director of the New York Regional Office.
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Crenshaw, Peirce sworn in as SEC commissioners
The Securities and Exchange Commission has a female majority board with the swearing in of Commissioners Caroline Crenshaw and Hester Peirce.
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ArticleWells Fargo CCO Roemer to depart amid new risk hirings
Wells Fargo announced Chief Compliance Officer Mike Roemer will depart two years after taking on the daunting task of transforming the troubled bank’s compliance and risk management efforts. Paula Dominick will succeed him as CCO.
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FBI names general counsel
The Federal Bureau of Investigation announced the appointment of Jason Jones as general counsel.
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ArticleSEC Enforcement Co-Director Steven Peikin to step down
The co-director of the Securities and Exchange Commission’s Division of Enforcement will step down from his post next week, after three years on the job.
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ArticlePG&E names new CECO amid leadership shuffle
PG&E Corp. is shaking up its management team, including the impending appointment of John Simon as executive vice president, general counsel and chief ethics & compliance officer.
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Prudential general counsel to retire
Prudential Financial announced Tim Harris, executive vice president and general counsel, has decided to retire. Ann Kappler, senior vice president, deputy general counsel and head of external affairs, will assume the vacant role.
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Hilton Grand Vacations adds chief accounting officer
Timeshare dealer Hilton Grand Vacations announced the appointment of Carlos Hernandez as senior vice president and chief accounting officer.
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ArticleCredit Suisse combines risk and compliance, adds sustainable investing unit
Credit Suisse has combined separate risk and compliance heads into one board-level position, part of a shakeup of the bank’s corporate structure that includes a renewed emphasis on sustainable investing.
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Harbour Trust names chief compliance officer
Harbour Trust & Investment Management Company has appointed Martha Wargo Oprea to the role of vice president and chief compliance officer.
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Aegis Capital hires two compliance officers
Aegis Capital, a wealth management, financial services, and investment banking firm, announced the hiring of two veteran compliance officers with over 40 years of combined experience in compliance.
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ArticleHSBC US appoints chief compliance officer
HSBC has appointed Christine Lowthian as chief compliance officer US, effective as of July 20.
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ArticleIIA CEO Chambers to step down
The Institute of Internal Auditors announced longtime President and Chief Executive Officer Richard Chambers plans to step down at the end of March.
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Coca-Cola poaches general counsel from Ford
Coca-Cola announced Bradley Gayton has been elected senior vice president and general counsel. Gayton joins from Ford Motor Company, which has named John Mellen as his successor.
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Weatherford names chief compliance officer, general counsel
Multinational oil and gas company Weatherford International announced the appointment of Scott Weatherholt as executive vice president, general counsel and chief compliance officer.
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U.S. Olympic Committee hires first ethics and compliance chief
The United States Olympic & Paralympic Committee announced the hiring of Holly Shick as its new chief ethics and compliance officer coupled with the official rollout of stronger and more comprehensive National Governing Body audit standards.
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Barclays tabs group general counsel
Financial services giant Barclays announced the appointment of Stephen Shapiro as group general counsel, in addition to his current position as group company secretary.
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Vale appoints chief compliance officer
Brazilian mining company Vale announced the appointment of Denis Cuenca as chief compliance officer following recommendations from an independent investigation committee.