All GRC Appointments articles – Page 88
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ArticleAllison Herren Lee takes over as SEC acting chair
Commissioner Allison Herren Lee has assumed the role of acting chair at the Securities and Exchange Commission while President Joe Biden’s nomination to lead the agency, Gary Gensler, awaits Senate confirmation.
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Morrison & Foerster partners assume DOJ leadership roles
Morrison & Foerster Partners John Carlin (acting deputy attorney general) and David Newman (associate deputy attorney general) have been named to “Day One” Department of Justice leadership roles.
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ArticleFTC Chair Joseph Simons to step down Jan. 29
Federal Trade Commission Chairman Joseph Simons and a group of senior staff announced their resignations, making way for new leadership to be appointed by President-elect Joe Biden.
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ArticleBitGo adds compliance chief from competitor Coinbase
Digital asset platform BitGo announced the appointment of Jeff Horowitz as chief compliance officer. Horowitz joins BitGo from fellow cryptocurrency firm Coinbase, where he served as CCO for 2 1/2 years.
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Visa announces new general counsel amid legal shakeup
Visa announced the appointment of Kelly Mahon Tullier to the newly created position of EVP, chief legal and administrative officer. Julie Rottenberg was subsequently appointed to succeed Tullier as general counsel and SVP.
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INX Limited adds chief compliance officer
INX Limited, a blockchain-based platform for trading digital securities and cryptocurrencies in accordance with U.S. and EU regulations, announced the appointment of Jon Rios as chief compliance officer.
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Lincoln Financial tabs general counsel
Insurance firm Lincoln Financial Group announced Craig Beazer has been named executive vice president and general counsel.
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Sabra Health Care REIT appoints chief accounting officer
Sabra Health Care REIT, a Nasdaq-listed real estate investment trust, announced Michael Costa has been appointed chief accounting officer.
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CFTC general counsel to depart
The Commodity Futures Trading Commission announced Daniel Davis, general counsel and head of the Legal Division, will depart the agency for a role in the private sector.
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J. Robert Brown to depart PCAOB board
The Public Company Accounting Oversight Board announced J. Robert Brown Jr. will conclude his service on the Board this month.
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ArticleSEC Chief Accountant Sagar Teotia to depart
SEC Chief Accountant Sagar Teotia joins the growing list of senior officials at the agency set to depart amid the presidential transition to the Biden administration.
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ArticleActing enforcement head Marc Berger to depart SEC
Marc Berger, who has served as acting director of the Division of Enforcement at the SEC for a few short weeks, will leave the agency later this month.
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ArticleBiden names NSA cyber head to White House position
Anne Neuberger, currently the cyber-security director at the National Security Agency, has been appointed to fill a newly created cyber-security position on President-elect Joe Biden’s National Security Council.
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ArticleBiden picks Merrick Garland for AG
Merrick Garland, a federal appeals court judge whose 2016 Supreme Court nomination was thwarted by Senate Republicans, has been tapped to become U.S. attorney general by President-elect Joe Biden.
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Cerberus Sentinel appoints chief compliance officer
Cyber-security consulting firm Cerberus Cyber Sentinel Corporation announced Baan Alsinawi has been named chief compliance officer.
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LPL Financial names chief accounting officer
LPL Financial, believed to be the largest independent broker-dealer in the United States, announced Brent Simonich has joined the firm as executive vice president, chief accounting officer and treasurer.
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Marquette adds former Harley-Davidson lawyer as general counsel
Marquette University announced the appointment of former Harley-Davidson Chief Legal Officer Paul Jones as vice president and general counsel, effective Jan. 4, 2021.
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ArticleRoisman to lead SEC transition as Clayton departs
Commissioner Elad Roisman will serve as acting chairman of the Securities and Exchange Commission while the agency heads for transition under the upcoming Biden administration.
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ArticleDOJ’s acting Criminal Division head to depart
Brian Rabbitt will depart the Justice Department on Friday after a short time serving as acting head of the Criminal Division. David Burns, a senior official in the National Security Division, will succeed him.
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ArticleSEC enforcement head Avakian to step down by year’s end
Stephanie Avakian, who led the Division of Enforcement at the Securities and Exchange Commission for the past four years, announced she will leave at the end of the year.