All GRC Appointments articles – Page 87
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BestEx Research Group names chief compliance officer
BestEx Research Group announced the appointment of Richard Chase as chief compliance officer of subsidiary BestEx Research Securities.
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Arcutis Biotherapeutics appoints chief compliance officer
Arcutis Biotherapeutics, a biopharmaceutical company, has appointed Courtney Barton as chief compliance officer and chief of staff. Barton will also serve as chief privacy officer.
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ArticleCoinbase names new chief compliance officer
Coinbase, a digital currency exchange, has named Melissa Strait as its new chief compliance officer.
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DraftKings appoints chief compliance officer
DraftKings has appointed Jennifer Aguiar as its new chief compliance officer. She assumes this role from Tim Dent, who will become senior vice president, regulatory operations before transitioning to a consultant role later this year.
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Ex-SEC Chair Jay Clayton returns to Sullivan & Cromwell
Jay Clayton, former chairman of the Securities and Exchange Commission, will be returning to Sullivan & Cromwell as senior policy advisor and of counsel in the firm’s New York office.
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Shutterstock names general counsel
Shutterstock, a stock photography provider, announced John Lapham is joining the company’s leadership team as general counsel.
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Barings adds chief risk officer
International investment manager Barings announced the appointment of Paul Diouri as chief risk officer.
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OPKO Health chief accounting officer resigns
Diagnostic test company OPKO Health announced the resignation of Rulfo Hernandez as chief accounting officer, treasurer and global corporate controller.
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Carrols Restaurant Group appoints general counsel
Carrols Restaurant Group, the largest Burger King franchisee in the United States, announced it has appointed Jared Landaw as vice president and general counsel.
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ArticleRecently penalized USAA adds chief risk officer
USAA announced the appointment of Neeraj Singh as chief risk officer nearly four months after its federal savings bank was fined $85 million by the OCC for compliance risk management failures.
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PepsiCo promotes compliance and ethics chief to general counsel
Food and beverage giant PepsiCo announced David Flavell has been appointed EVP, general counsel and corporate secretary.
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Sallie Mae names chief risk and compliance officer
Education loan provider Sallie Mae announced the appointment of Kerri Palmer as chief risk and compliance officer. Palmer joins Sallie Mae from Capital One, where she served as senior vice president of risk management.
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Sinclair hires first chief compliance officer
Media conglomerate Sinclair Broadcast Group announced the hiring of Jeffrey Lewis as its first chief compliance officer.
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Cherry Creek Mortgage tabs chief compliance officer
Cherry Creek Mortgage announced Tara Healy has been promoted to chief compliance officer. Healy had been vice president of compliance.
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ArticleFacebook names Henry Moniz as first-ever chief compliance officer
Facebook has hired Henry Moniz, executive vice president and chief compliance officer at ViacomCBS, to be the social media giant’s first-ever CCO.
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ArticleDisney appoints Alicia Schwarz as new chief compliance officer
The Walt Disney Company has promoted Alicia Schwarz to senior vice president and chief compliance officer.
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Fannie Mae transitions board member to chief risk officer
Mortgage lender Fannie Mae announced Ryan Zanin is joining the company as executive vice president and chief risk officer, effective Feb. 1. Zanin is currently a member of Fannie Mae’s board of directors.
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Tenneco names general counsel
Automotive components manufacturer Tenneco announced Thomas Sabatino will join the company in the role of executive vice president, general counsel and corporate secretary.
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NBA’s Charlotte Hornets add general counsel
The Charlotte Hornets of the National Basketball Association announced the addition of Tamara Daniels as senior vice president and general counsel.
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ArticleBiden taps Rostin Behnam as acting CFTC chair
The commissioners of the Commodity Futures Trading Commission unanimously elected Democrat Rostin Behnam to serve as the agency’s acting chairman.