All GRC Appointments articles – Page 84
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Cerberus Sentinel appoints chief compliance officer
Cyber-security consulting firm Cerberus Cyber Sentinel Corporation announced Baan Alsinawi has been named chief compliance officer.
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LPL Financial names chief accounting officer
LPL Financial, believed to be the largest independent broker-dealer in the United States, announced Brent Simonich has joined the firm as executive vice president, chief accounting officer and treasurer.
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Marquette adds former Harley-Davidson lawyer as general counsel
Marquette University announced the appointment of former Harley-Davidson Chief Legal Officer Paul Jones as vice president and general counsel, effective Jan. 4, 2021.
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ArticleRoisman to lead SEC transition as Clayton departs
Commissioner Elad Roisman will serve as acting chairman of the Securities and Exchange Commission while the agency heads for transition under the upcoming Biden administration.
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ArticleDOJ’s acting Criminal Division head to depart
Brian Rabbitt will depart the Justice Department on Friday after a short time serving as acting head of the Criminal Division. David Burns, a senior official in the National Security Division, will succeed him.
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ArticleSEC enforcement head Avakian to step down by year’s end
Stephanie Avakian, who led the Division of Enforcement at the Securities and Exchange Commission for the past four years, announced she will leave at the end of the year.
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ArticleCFTC Chairman Tarbert to step down early next year
Heath Tarbert, chairman and chief executive of the Commodity Futures Trading Commission, will step down from his post early next year while remaining on as one of the agency’s commissioners.
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SEC general counsel to depart
The Securities and Exchange Commission announced Robert Stebbins will conclude his tenure as general counsel in early January, after serving over 3 1/2 years as the agency’s chief legal officer.
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Hershey general counsel to depart
The Hershey Company announced Damien Atkins, senior vice president, general counsel and corporate secretary, will be resigning due to family illness, effective Jan. 31, 2021.
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London Stock Exchange adds ex-Deutsche exec as risk chief
The London Stock Exchange Group announced the addition of former Deutsche Bank executive Balbir Bakhshi as chief risk officer.
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Cox tabs general counsel
Cox Communications has promoted Joiava Philpott to senior vice president of law and policy and general counsel.
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VEON promotes group chief compliance officer
Netherlands-based communications provider VEON announced the promotion of Joop Brakenhoff to the newly established position of group chief internal audit & compliance officer.
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Santander Consumer USA appoints chief risk officer
Santander Consumer USA Holdings has named Ramamurthy Lakshmana Prasad as chief risk officer, succeeding Joshua Baer, who will serve as head of pricing and strategy.
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International Money Express adds CCO, general counsel
International Money Express, a money remittance services company, announced the appointment of Ernesto Luciano as the company’s new general counsel and chief compliance officer.
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Bombardier appoints general counsel
Canadian transportation manufacturer Bombardier announced the appointment of Annie Torkia Lagacé as senior vice president, general counsel and corporate secretary.
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COFCO International names chief risk officer
COFCO International, a global agriculture supply chain, has appointed Khaja Qureshi as chief risk officer.
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Stratus appoints chief compliance officer
Stratus, a provider of in-home neurodiagnostic testing services, announced the appointment of David Hruda as chief compliance officer.
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Softline Group appoints global chief compliance officer
Softline Group, a global provider of IT solutions and services, has appointed Gareth Tipton as global chief compliance officer responsible for leading the ethics and compliance team across the company.
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IAC appoints general counsel
Media conglomerate IAC announced the appointment of Kendall Handler as senior vice president and general counsel. Handler will succeed Gregg Winiarski, who will step down Dec. 31 after more than a decade in the general counsel role.
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ArticleMSRB shakeup transitions CCO to chief regulatory officer
Senior leadership changes at the Municipal Securities Rulemaking Board under new CEO Mark Kim include the transition of the organization’s chief compliance officer to the role of chief regulatory officer.