All GRC Appointments articles – Page 76
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Gateway First Bank adds chief accounting officer
Gateway First Bank announced Allen Winmill has joined as chief accounting officer.
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Cabaletta Bio appoints chief compliance officer
Clinical-stage biotechnology company Cabaletta Bio promoted Heather Harte-Hall to the role of chief compliance officer.
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OraSure Technologies hires general counsel, CCO
Home diagnostic testing company OraSure Technologies hired Agnieszka Gallagher as its general counsel, chief compliance officer, and secretary to replace the retiring Jack Jerrett.
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Fed supervision head Randal Quarles to resign
Randal Quarles, vice chair for supervision at the Federal Reserve, submitted his resignation as a member of the board, effective at the end of December.
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SEC appoints 4 to overhauled PCAOB; Erica Williams named chair
The SEC appointed Erica Williams to serve as chairperson of the newly overhauled PCAOB. Kara Stein, Christina Ho, and Anthony Thompson will join as new additions, while Acting Chair Duane DesParte will remain on as a board member.
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American Equity names chief accounting officer
American Equity Investment Life Holding Company named Dewayne Lummus senior vice president and chief accounting officer, effective Nov. 30.
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Nicole Creola Kelly named chief of SEC’s Office of the Whistleblower
The Securities and Exchange Commission has appointed Nicole Creola Kelly to be the next chief of its Office of the Whistleblower.
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Zimmer Biomet chief accounting officer to depart
Medical device company Zimmer Biomet Holdings announced the departure of Vice President, Controller and Chief Accounting Officer Carrie Nichol, effective Nov. 26.
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Banner Corp. hires chief risk officer
Bank holding company Banner Corp. has hired Jim Costa to replace the retiring Judy Steiner as executive vice president and chief risk officer of Banner Bank.
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Banks in crisis at CEO turning to chief risk officers
Two of the largest banks in Europe—Barclays and Danske Bank—have had to make abrupt pivots at the CEO position this year. Each has chosen to pass the baton to their former chief risk officer.
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Barclays CEO Jes Staley steps down over Jeffrey Epstein links
Barclays CEO Jes Staley stepped down after a probe by British financial regulators looks to have found evidence his friendship with disgraced sex offender Jeffrey Epstein was closer than he had originally made out.
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CFPB picks consumer advocate Eric Halperin to lead enforcement
Newly confirmed CFPB Director Rohit Chopra has chosen Eric Halperin to lead the agency’s Office of Enforcement, as well as announcing the appointment of Lorelei Salas as assistant director for supervision policy.
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Ex-Walmart CECO joins McKinsey as chief compliance officer
Daniel Trujillo, the former executive vice president and global chief ethics and compliance officer at Walmart, announced his joining management consulting firm McKinsey & Co. as chief compliance officer.
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Renamed Wells Fargo unit Allspring Global Investments hires chief compliance officer
Asset management firm Allspring Global Investments, the upcoming new name for what used to be Wells Fargo Asset Management, has hired Chris Baker as chief compliance officer, effective January 2022.
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Linklaters appoints general counsel
Law firm Linklaters has appointed Michael Bennett as general counsel.
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TrueAccord tabs chief compliance officer
Digital debt collector TrueAccord Corp. announced the appointment of Kelly Knepper-Stephens as chief compliance officer and general counsel.
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KBR names general counsel
Technology and engineering solutions firm KBR has named Sonia Galindo executive vice president and general counsel.
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OANDA appoints general counsel
Multi-asset trading services company OANDA has appointed Lisa Shemie as general counsel and corporate secretary.
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State Street names chief risk officer
Global financial services company State Street Corp. has named Brad Hu chief risk officer, effective Jan. 1, 2022.
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Nielsen principal accounting officer resigns
Global data and analytics firm Nielsen Holdings has appointed CFO Linda Zukauckas as interim principal accounting officer following the resignation of Christopher Taft.