All GRC Appointments articles – Page 68
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OneSpan adds chief compliance officer
Cybersecurity software provider OneSpan announced the addition of Lara Mataac as general counsel and chief compliance officer.
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Ropes & Gray adds Hui Chen as senior adviser for Insights Lab
Global law firm Ropes & Gray announced the appointment of compliance and ethics expert Hui Chen as a senior adviser for its Insights Lab, the legal industry’s first analytics and behavioral science consulting group.
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WellBe Senior Medical appoints chief compliance officer
WellBe Senior Medical announced the appointment of Joshua Aubey as chief compliance officer.
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Bank of Montreal recruits chief risk officer from Citi
Bank of Montreal announced the appointment of Piyush Agrawal as chief risk officer, effective Nov. 1. Agrawal joins BMO from Citigroup, where he held the role of chief risk officer for Citibank, N.A. and global head of climate risk since 2021.
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CNO Financial Group names chief risk officer
Financial services holding firm CNO Financial Group announced the appointment of Brian Schneider as vice president, enterprise risk management and chief risk officer.
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ArticleDOJ recruits Hewlett Packard Enterprise CECO to lead Fraud Section
The Justice Department’s Criminal Division added another chief compliance officer to its ranks with the appointment of Glenn Leon to serve as chief of the Fraud Section.
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Cravath adds ex-SEC vets Roisman, Leete to new D.C. office
Law firm Cravath, Swaine & Moore announced it will open a Washington, D.C. office anchored by two former leaders from the Securities and Exchange Commission and the former chairman of the Federal Deposit Insurance Corporation.
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Ranger Investments appoints chief compliance officer
Ranger Investment Management announced the appointment of Melanie Mendoza as chief compliance officer.
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ArticleFormer Danske Bank CCO Philippe Vollot resigns
Danske Bank Chief Administrative Officer Philippe Vollot, who was promoted to the position from chief compliance officer in November, has resigned, the Danish bank announced.
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ArticleDeutsche Bank asset management head resigns amid greenwashing probe
Asoka Woehrmann, chief executive of DWS Group, has resigned amid an investigation by German officials into allegations of greenwashing within the asset management unit’s investment portfolio.
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WonderFi adds chief compliance officer
WonderFi, a technology company serving the financial services and cryptocurrency sector, announced the appointment of Torstein Braaten as chief compliance officer.
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Blackstone Credit appoints chief accounting officer
Blackstone Credit, a privately owned hedge fund and credit investment subsidiary of Blackstone Group, announced the appointment of Abby Miller as chief accounting officer and treasurer.
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SEC names Best permanent exams division director
The Securities and Exchange Commission named Richard Best permanent director of the agency’s Division of Examinations, removing “acting” from the job title he has held since March.
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Zimmer Biomet names chief accounting officer
Zimmer Biomet Holdings, a global medical technology company, announced the appointment of Paul Stellato as vice president, controller and chief accounting officer.
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Monogram Health appoints chief compliance officer
Monogram Health, an in-home healthcare provider, added Karen Abbott as chief administrative officer and chief compliance officer.
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Gunderson Dettmer recruits ex-Andreessen Horowitz CCO as partner
Law firm Gunderson Dettmer announced the appointment of former Andreessen Horowitz Chief Compliance Officer Benjamin Buckwalter as partner in its corporate and securities practice.
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Binance.US adds ex-Uber operations compliance head to lead legal
Binance.US announced the appointment of Krishna Juvvadi as vice president, head of legal. Previously, Juvvadi served as global head of operations compliance at Uber.
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ArticleCarnival CECO Peter Anderson resigns
Peter Anderson, Carnival’s first chief ethics and compliance officer and a central figure in leading the cruise line giant through its environmental compliance monitorship, has resigned. Richard Brilliant, Carnival’s chief audit officer, will replace Anderson in the new role of chief risk and compliance officer.
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ArticleFed Chair Jerome Powell confirmed to second term
Jerome Powell is set to begin his second term as chair of the Federal Reserve after receiving bipartisan support in a Senate confirmation vote.
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ArticleCiti names Tom Anderson as new chief compliance officer
Tom Anderson will be the next chief compliance officer at Citi, effective June 1. His appointment comes two months after Mary McNiff stepped down from the role.