All GRC Appointments articles – Page 58
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Altus Power adds sustainability to chief legal officer’s role
Solar facilities developer Altus Power announced Chief Legal Officer Sophia Lee will be adding sustainability to her responsibilities.
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Bayer promotes head of litigation to general counsel
Life sciences company Bayer announced the promotion of Vice President and Global Head of Litigation William Dodero to senior vice president and general counsel.
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Store Capital adds compliance to general counsel’s title upon merger
With real estate investment trust Store Capital being acquired by GIC and Oak Street, Store announced General Counsel Chad Freed will be adding chief compliance officer to his duties.
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News BriefAnchorage Digital revamps BSA/AML compliance post-OCC consent order
Anchorage Digital unveiled moves to bolster its Bank Secrecy Act/anti-money laundering compliance staff less than a year removed from being called out by the Office of the Comptroller of the Currency for deficiencies in the area.
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Dartmouth College recruits first CCO from Temple University
Dartmouth College announced the appointment of Alejandro Diaz as its first chief compliance officer. Diaz previously served as the inaugural CCO at Temple University, which named his interim successor as Susan Smith.
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Libra Group names first chief risk, compliance officer
Libra Group, an international conglomerate, announced the appointment of Richard Blaksley as its first chief risk and compliance officer.
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8x8 promotes CCO to chief legal officer
8x8, an information technology and consulting company, disclosed the recent promotion of Chief Compliance Officer Laurence Denny to chief legal officer and corporate secretary.
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OceanFirst Financial promotes principal accounting officer to CCO
OceanFirst Financial Corp. disclosed the appointment of Angela Ho as chief compliance officer for the company and OceanFirst Bank.
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Wellings Capital unit appoints chief compliance officer
Wellings Real Estate Income Fund announced the appointment of Adrienne Hart as chief compliance officer.
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Kain Capital names chief compliance officer
Private equity firm Kain Capital announced the appointment of Bret Cummings as chief financial officer and chief compliance officer.
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Quad/Graphics promotes chief risk and compliance officer to general counsel
Marketing and printing company Quad/Graphics disclosed the promotion of Dana Gruen, currently senior vice president, chief risk and compliance officer and deputy general counsel, to general counsel and corporate secretary.
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CCO of Apollo units to depart
MidCap Financial Investment Corp. and Apollo Debt Solutions BDC will be searching for new compliance leadership following the resignation of Chief Compliance Officer Isabelle Gold.
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Restore Hyper Wellness names chief compliance officer
Restore Hyper Wellness announced the appointment of Emma Nasif as chief compliance officer.
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FINRA enforcement head to depart, acting successor announced
The Financial Industry Regulatory Authority announced longtime Head of Enforcement Jessica Hopper will depart Feb. 3.
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Kraken appoints chief compliance officer
Cryptocurrency platform Kraken announced the appointment of CJ Rinaldi as chief compliance officer.
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Marygold Companies tasks CCO with leading fintech subsidiary
Global holding firm The Marygold Companies announced the appointment of Timothy Rooney to head the company’s financial technology startup, Marygold & Co.
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Kohler promotes SVP of HR to chief sustainability, DEI officer
Manufacturing company Kohler Co. announced the promotion of Laura Kohler to be its first chief sustainability and diversity, equity, and inclusion officer.
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Alpine Investors appoints general counsel, CCO
Alpine Investors announced the appointment of Alexandria Stuart as general counsel and chief compliance officer.
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Fitch Ratings CCO promoted to general counsel
Fitch Group, a provider of financial information services, announced the appointment of Bruce Legorburu as general counsel. Heather Merrigan replaces Legorburu as chief compliance officer for Fitch Ratings.
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First Financial Bank appoints chief compliance officer
The board of directors at First Financial Bank, a wholly owned subsidiary of First Financial Bankshares, elected Mike Parker as executive vice president and chief compliance officer.