All GRC Appointments articles – Page 102
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Goldman Sachs appoints chief risk officer, new chief accounting officer
Goldman Sachs disclosed in a securities filing it has appointed both a new chief risk officer and a new principal accounting officer, effective Nov. 4.
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Extreme Reach names vice president of compliance
Extreme Reach, a tech platform for video ad campaigns, has appointed Catherine D’Amato to the newly created role of vice president of compliance.
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American Riviera Bank names chief compliance and risk officer
American Riviera Bank has named Laurel Sykes as executive vice president, chief compliance and risk officer.
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Pangea Money Transfer appoints chief compliance officer
Pangea Money Transfer, a mobile-centric money-transfer platform, announced it has appointed Alex Levine as general counsel and chief compliance officer.
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James Daly retiring from SEC
James Daly, Division of Corporation Finance Associate Director, will retire at the end of September after more than 38 years of service with the SEC.
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Spotify chief accounting officer resigns
Spotify Technology, a Swedish media-services provider, disclosed in a filing with the SEC that Luca Baratta will resign from his position as chief accounting officer.
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Nasdaq has a new chief legal officer
Nasdaq has named John Zecca as executive vice president and chief legal officer, responsible for managing Nasdaq’s regulatory oversight, legal counsel, and compliance across the company’s global businesses.
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Mezu appoints its first chief compliance and risk officer
Mezu, a mobile payments app provider, has promoted Luis Trujillo to the newly created role of chief compliance and risk officer. He will report directly to Mezu’s board of directors.
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Paysafe appoints chief risk officer
Paysafe Group, a global payments provider, has named Richard Swales as chief risk officer, effective Oct. 14.
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Gemini adds chief compliance officer
Cryptocurrency exchange Gemini Trust Company announced Noah Perlman has joined as its new chief compliance officer.
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Kadmon appoints general counsel, chief compliance officer
Kadmon Holdings announced the appointment of Gregory Moss as executive vice president, general counsel, and corporate secretary. Moss will also serve as chief compliance officer.
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SEC names San Francisco associate regional director
The SEC announced Monique Winkler has been named associate regional director for enforcement in the San Francisco Regional Office.
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Comcast deputy general counsel joins BakerHostetler
Daniel Pepper has left his role as deputy general counsel and deputy privacy officer at Comcast to join BakerHostetler as a partner.
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BankUnited promotes chief risk officer
BankUnited announced Jay Richards has been promoted from chief credit officer to chief risk officer, assuming the role of Mark Bagnoli, who will retire.
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FIFA chief compliance officer joins DLA Piper
Global law firm DLA Piper announced that Edward Hanover, former chief compliance officer at FIFA, will join the firm’s litigation practice as a partner in Northern California based in its Silicon Valley office.
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Antitrust Division names new senior director of investigation and litigation
The Department of Justice’s Antitrust Division announced the elevation of Section Chief Kathy O’Neill to the new role of senior director of investigation and litigation.
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ArticleSAExploration ousts senior leadership amid SEC probe
SAExploration Holdings announced the SEC has launched an investigation into areas of its accounting from 2015-16. The company also disclosed a significant reshuffling of its senior leadership team.
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Midland States names chief accounting officer
Midland States Bancorp announced the promotion of Donald Spring to chief accounting officer.
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Walmart adds two compliance execs
Walmart announced the hiring of Emma Waddell as vice president of financial services compliance and Joe Rodriguez as lead counsel of financial services.
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Fidelity National Information Services names chief accounting officer
Fidelity National Information Services announced in a Form 8-K the appointment of Christopher Thompson as chief accounting officer.