- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
Foreside, a provider of regulatory and compliance service offerings to clients in the global asset management industry, announced its acquisition of financial institution consulting firm Compliance Advisory Services.
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Securities and Exchange Commission Chair Gary Gensler will step down from his position as the top U.S. regulator of Wall Street when Donald Trump is sworn in as president on Jan. 20, ending weeks of speculation about his future.
Big Tech digital payment apps will be subjected to increased oversight and requirements–similar to that of banks and credit unions–under a finalized rule by the Consumer Financial Protection Bureau.
A bank examiner and senior manager at the Federal Reserve Bank of Richmond pled guilty to insider trading after allegedly misappropriating confidential information on seven banks to make profitable trades.
