- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
By Joe Mont2017-07-05T14:45:00
The Labor Department has found itself in the awkward position of defending the controversial “fiduciary rule” in court while a series of repeal-minded efforts are underway.
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2018-04-24T11:00:00Z By Joe Mont
With the apparent demise of the Labor Department’s fiduciary rule, the SEC has stepped in to fill the void. Will the proposed Regulation Best Interest aid investors?
2017-11-14T11:45:00Z By Joe Mont
While the Labor Department’s Fiduciary rule for investment advice remains uncertain amid lawsuits and Congressional attacks, the SEC prepares to issue its own version.
2017-08-22T09:15:00Z By Joe Mont
The Labor Dept. wants a substantial delay for remaining compliance milestones in its fiduciary rule. What happens in the interim?
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