Government takes break from trying to kill fiduciary rule to defend it

By Joe Mont2017-07-05T14:45:00

The Labor Department has found itself in the awkward position of defending the controversial “fiduciary rule” in court while a series of repeal-minded efforts are underway.

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SEC begins process of drafting its own fiduciary rule

2018-04-24T11:00:00Z By Joe Mont

With the apparent demise of the Labor Department’s fiduciary rule, the SEC has stepped in to fill the void. Will the proposed Regulation Best Interest aid investors?
Article
Amid uncertainty, SEC entrance into Fiduciary rule saga takes shape

2017-11-14T11:45:00Z By Joe Mont

While the Labor Department’s Fiduciary rule for investment advice remains uncertain amid lawsuits and Congressional attacks, the SEC prepares to issue its own version.
Article
Another delay in fiduciary rule could result in substantial revision

2017-08-22T09:15:00Z By Joe Mont

The Labor Dept. wants a substantial delay for remaining compliance milestones in its fiduciary rule. What happens in the interim?

“For tracking litigation, enforcement, and regulatory developments, Compliance Weekshould be your prime source.”

Government takes break from trying to kill fiduciary rule to defend it

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“For tracking litigation, enforcement, and regulatory developments, Compliance Week
should be your prime source.”