- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
Acceptance at the upper levels of a company is great for integrating compliance with business development and strategy. But don’t lock up the “Department of No” just yet.
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Tokinvest, a marketplace that connects real-world asset issuers with investors, announced the appointment of Mike Mingee as chief compliance officer and money laundering reporting officer.
Bank of America avoided a monetary penalty in agreeing to settle charges with the Treasury Department’s Office of the Comptroller of the Currency but was ordered to shore up previously disclosed deficiencies in its Bank Secrecy Act/anti-money laundering (BSA/AML) and sanctions compliance programs.
Cornell Capital announced the promotion of Jennifer Cattier, who joined as chief operating officer and chief compliance officer in 2022, to partner.
