- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
On September 14, 2014, the SEC filed an insider trading case against Dmitry Braverman, a senior information technology professional at law firm Wilson Sonsini Goodrich & Rosati. The case was the SEC's second in a six month period alleging insider trading by law firm employees, and the SEC emphasized that ...
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Image: The appellate court decision to overturn insider-trading convictions of two Wall Streeters brings clarity to some aspects of the crime. It does not, however, reduce insider-trading risks. Yes, the ruling narrows the scope of such offenses, but “a compliance officer would have to be out of his mind to ...
Eight business executives, including the billionaire owner of Indian energy company Adani Group, were charged with fraud for their alleged roles in a multi-million bribery scheme to win a solar energy contract in India.
Three months after a U.S. district judge declared Google to be running a monopoly, the Department of Justice recommended the tech giant be forced to sell off its popular Chrome browser as part of an effort to resolve antitrust concerns and reshape the power of tech’s biggest companies.
