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- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
By Bruce Carton2014-11-14T10:45:00
On September 14, 2014, the SEC filed an insider trading case against Dmitry Braverman, a senior information technology professional at law firm Wilson Sonsini Goodrich & Rosati. The case was the SEC's second in a six month period alleging insider trading by law firm employees, and the SEC emphasized that ...
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News and analysis for the well-informed compliance or audit exec. Select an option and click continue.
Annual Membership $499 Value offer
Full price one year membership with auto-renewal.
Membership $599
One-year only, no auto-renewal.
2014-12-23T10:30:00Z By Karen Kroll
Image: The appellate court decision to overturn insider-trading convictions of two Wall Streeters brings clarity to some aspects of the crime. It does not, however, reduce insider-trading risks. Yes, the ruling narrows the scope of such offenses, but “a compliance officer would have to be out of his mind to ...
2024-12-30T15:50:00Z By Adrianne Appel
An alleged software mastermind of the notorious LockBit ransomware group will soon be extradited to the United States to stand trial on charges that his criminal enterprise extorted at least half a billion dollars from victims worldwide, including U.S. businesses and hospitals, the Department of Justice (DOJ), said.
2024-12-24T16:51:00Z By Adrianne Appel
Purported “testimonial and review” service Rytr agreed to stop selling its program that used artificial intelligence to create fake content as part of a consent order with the Federal Trade Commission.
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