- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
Daniel Stein, former Chief of the Criminal Division in the U.S. Attorney’s Office for the Southern District of New York, will join the law firm Mayer Brown as a partner in the litigation and dispute resolution practice, where he will lead the firm’s global regulatory and investigations group and serve ...
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Crypto-friendly Silvergate Bank will pay a total of $63 million penalties to California and the Federal Reserve Board to settle charges that its anti-money laundering program failed to properly monitor more than $1 trillion worth of customer transactions.
The former chief financial officer at Synchronoss Technologies was fined a ban from the industry for widespread Sarbanes-Oxley Act violations.
Morgan Stanley agreed to pay approximately $249 million as part of settlements with the Securities and Exchange Commission and Department of Justice to resolve an admitted fraud scheme involving block trades perpetrated, in part, by a former senior employee at the firm.
