- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
Alan Halfenger, formerly chief compliance officer at Bain Capital, has been named as a partner at global regulatory compliance advisory firm Optima Partners.
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The U.K.’s Financial Conduct Authority asked banks and financial institutions “to do more” to ensure that U.K lawmakers and their families are not treated unfairly.
Crowell & Moring announced the appointment of Joanna Rosen Forster, who most recently served as general counsel and chief compliance officer for ContextLogic, as a partner in the litigation group in its San Francisco office.
Nearly three-quarters of compliance professionals at investment firms have made testing for off-channel and electronic communications surveillance a top priority in mock exams, according to a new poll, with more than half calling it the “hottest” topic of discussion.
