'Five Ways SEC Enforcement Has Raised Its Game'

By Bruce Carton2010-04-23T17:44:00+01:00

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The presentation materials from my keynote speech yesterday at the SunGard 2010 Compliance Summit ("Five Ways the SEC Enforcement Division Has Raised Its Game–And How It May Affect You") are available below.

SunGard 2010 Compliance Summit: Keynote speech

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“For tracking litigation, enforcement, and regulatory developments, Compliance Weekshould be your prime source.”

'Five Ways SEC Enforcement Has Raised Its Game'

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Compliance Week accepts outside contributions from corporate chief compliance officers and other senior-level GRC practitioners. To learn more, contact the CW Editor. googletag.cmd.push(function() { googletag.display('div-gpt-ad-B'); });

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“For tracking litigation, enforcement, and regulatory developments, Compliance Week
should be your prime source.”

Compliance Week accepts outside contributions from corporate chief compliance officers and other senior-level GRC practitioners. To learn more, contact the CW Editor.