- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
As financial institutions pursue aggressive new sales goals, organizations need proactive, independent review of their own sales practices, write guest columnists Chris Sicuranza and Paul Noring.
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In this session we will discuss the current state of financial and nonfinancial reporting and recent survey findings from Workiva about how attitudes on integrated reporting are evolving.
A Nevada energy and manufacturing company headquartered in Nova Scotia agreed to pay $1 million to settle charges levied by the Securities and Exchange Commission for alleged market manipulation and fraud, while the agency further investigates its former chief executives.
This presentation will provide an overview of the key provisions of DORA and their implications for Third-Party Risk Management (TPRM) teams, list best practices for DORA preparation and review key considerations for teams looking to implement the DORA framework.
