- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
In March 2014, I began tracking the SEC's federal court trials in FY 2014 (which began on October 1, 2013), and the results in each case. The SEC's final trial scorecard in FY 2014 included a total of 17 trials. Of those 17 trials, SEC had five outright victories in ...
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Three former executives of Chicago-based Outcome Health, a healthcare technology company, were sentenced for misleading an auditor, clients, lenders, and investors about a scheme to sell $45 million in overbilled advertisements.
A home health company operating in Indiana, Ohio, and Texas agreed to pay nearly $4.5 million to settle allegations it filed false claims by giving sports tickets and other kickbacks to assisted living facilities in exchange for referrals.
Crypto-friendly Silvergate Bank will pay a total of $63 million penalties to California and the Federal Reserve Board to settle charges that its anti-money laundering program failed to properly monitor more than $1 trillion worth of customer transactions.
