- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
By Joe Mont2017-05-31T14:45:00
Thought the Labor Department’s fiduciary rule would be dead in the water or substantially revised under the Trump Administration? You may need to wait a while longer, and a June compliance deadline remains as scheduled.
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2018-03-20T09:15:00Z By Joe Mont
The Labor Department’s regulatory soap opera is facing another cliffhanger and an appeals court opinion that vacates it. But the story is far from over.
2017-11-14T11:45:00Z By Joe Mont
While the Labor Department’s Fiduciary rule for investment advice remains uncertain amid lawsuits and Congressional attacks, the SEC prepares to issue its own version.
2017-06-27T09:30:00Z By Joe Mont
While the Labor Department and SEC are headed for a showdown over a fiduciary duty rule, another player has entered the mix: the CFP Board.
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