Fiduciary rule not dead yet, compliance begins June 9

By Joe Mont2017-05-31T14:45:00

Thought the Labor Department’s fiduciary rule would be dead in the water or substantially revised under the Trump Administration? You may need to wait a while longer, and a June compliance deadline remains as scheduled.

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Article
Court strikes down Labor Department’s fiduciary rule—what’s next?

2018-03-20T09:15:00Z By Joe Mont

The Labor Department’s regulatory soap opera is facing another cliffhanger and an appeals court opinion that vacates it. But the story is far from over.
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Amid uncertainty, SEC entrance into Fiduciary rule saga takes shape

2017-11-14T11:45:00Z By Joe Mont

While the Labor Department’s Fiduciary rule for investment advice remains uncertain amid lawsuits and Congressional attacks, the SEC prepares to issue its own version.
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SEC ponders public comments as fiduciary rule takes root with overseers

2017-06-27T09:30:00Z By Joe Mont

While the Labor Department and SEC are headed for a showdown over a fiduciary duty rule, another player has entered the mix: the CFP Board.

“For tracking litigation, enforcement, and regulatory developments, Compliance Weekshould be your prime source.”

Fiduciary rule not dead yet, compliance begins June 9

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“For tracking litigation, enforcement, and regulatory developments, Compliance Week
should be your prime source.”