Fiduciary rule not dead yet, compliance begins June 9

By Joe Mont2017-05-31T14:45:00

Thought the Labor Department’s fiduciary rule would be dead in the water or substantially revised under the Trump Administration? You may need to wait a while longer, and a June compliance deadline remains as scheduled.

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Article
Court strikes down Labor Department’s fiduciary rule—what’s next?

2018-03-20T09:15:00Z By Joe Mont

The Labor Department’s regulatory soap opera is facing another cliffhanger and an appeals court opinion that vacates it. But the story is far from over.
Article
Amid uncertainty, SEC entrance into Fiduciary rule saga takes shape

2017-11-14T11:45:00Z By Joe Mont

While the Labor Department’s Fiduciary rule for investment advice remains uncertain amid lawsuits and Congressional attacks, the SEC prepares to issue its own version.
Article
SEC ponders public comments as fiduciary rule takes root with overseers

2017-06-27T09:30:00Z By Joe Mont

While the Labor Department and SEC are headed for a showdown over a fiduciary duty rule, another player has entered the mix: the CFP Board.

“For tracking litigation, enforcement, and regulatory developments, Compliance Weekshould be your prime source.”

Fiduciary rule not dead yet, compliance begins June 9

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Court strikes down Labor Department’s fiduciary rule—what’s next?

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“For tracking litigation, enforcement, and regulatory developments, Compliance Week
should be your prime source.”