- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
Joe Mont looks at a proposed rule from the Federal Reserve Board meant to strengthen existing requirements and limitations on the physical commodity activities of financial holding companies.
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Citigroup will pay $135.6 million in fines levied by two banking regulators for repeated failures to remediate deficiencies in risk management, data governance, and internal controls.
The U.S. Supreme Court extended the statute of limitations for businesses attempting to challenge some federal regulations, allowing regulated entities a longer timeline to appeal a decision.
Crypto-friendly Silvergate Bank will pay a total of $63 million penalties to California and the Federal Reserve Board to settle charges that its anti-money laundering program failed to properly monitor more than $1 trillion worth of customer transactions.
