- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
By Aarti Maharaj2015-05-27T11:30:00
Image: Title: FordStewart Ford, CEO of now-defunct investment firm Keydata, has been hit with a record £75 million fine by the Financial Conduct Authority—one of the largest fines ever levied on an individual by the FCA. The British regulator also fined the firm’s sales director £4 million and its compliance ...
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2025-04-16T16:00:00Z By Aaron Nicodemus
The U.S. Department of Justice ended two compliance monitorships on Glencore International more than a year early, monitorships imposed in 2022 after the company was convicted of paying bribes and manipulating commodities markets.
2025-04-11T12:00:00Z By Ruth Prickett
The U.K.’s Chancellor of the Exchequer Rachel Reeves has promised a “radical action plan” to cut the cost of regulation to businesses by a quarter and boost economic growth. Now the Cabinet Office has written to government departments requiring them to justify every quango, with the presumption that these semipublic ...
2025-04-10T12:00:00Z By Neil Hodge
The UK’s financial regulator has come under fire for its announcement that it is going to delete emails after a year in an effort to become a more “efficient” regulator, raising concerns that it might accidentally erase evidence in the process.
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