- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
By Tom Fox2018-06-10T13:00:00
FCPA violations from SocGen and Legg Mason may point to a new trend of holding the C-Suite accountable, but will voluntary resignations be seen as enough of a penalty?
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2019-09-18T16:20:00Z By Tammy Whitehouse
Despite warnings to prepare, financial institutions still face a lot of work and uncertainty around the demise of LIBOR, a new assessment suggests.
2019-01-14T20:45:00Z By Tammy Whitehouse
The slow death of a critical benchmark interest rate will produce a series of compliance headaches for companies stretching over the next few years.
2025-03-26T18:48:00Z By Oscar Gonzalez
The European Commission released its preliminary findings last week regarding Apple and Google not complying with the Digital Markets Act. It issued orders to both companies regarding their business practice and plans to release all of its findings next week.
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