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- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
By Darine Fayed, Head of Legal and DPO, Mailjet,Deepa Krishnamachari, Head of Audit, Operations & IT, M&G, M&G Prudential,Vona Ezichi, Compliance Director - Property and Asset Management, JLL,Peter Mardon, Director, Business Development, EMEA, Blue Umbrella 2019-03-11T17:03:56.857
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News and analysis for the well-informed compliance or audit exec.
Annual Membership best value
Subscribe now for $365
Our lowest price ($1 per day) for one year.
2024-07-11T19:04:00Z By Aaron Nicodemus
UBS Financial Services, a subsidiary of the Swiss banking giant UBS, has been fined $850,000 for failing to properly monitor transactions between its broker-dealers and third parties.
2024-07-01T15:45:00Z By Margaret Holmes Tibbets, CW guest columnist
Margaret Holmes Tibbets, chief compliance officer at financial technology company Pipe, explains how firms are facing an existential compliance crisis, and to survive they’ll need to overcome not one but two hurdles.
2024-07-01T15:44:00Z By Aaron Nicodemus
During a panel at Compliance Week’s Financial Crimes and Regulatory Compliance Summit, held June 10-11 in New York, experts discussed nuances in bank-financial technology partnerships, offering best practices for how banks should protect themselves.
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