- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
Provided by OpenText2021-08-09T03:00:00
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2025-02-27T12:45:00Z By Jeff Dale
The Israeli affiliate of Big Four audit firm PwC agreed to pay $2.75 million to settle allegations it failed to prevent widespread cheating on training examinations despite internal warnings to staff about an ongoing crackdown.
2025-01-15T16:24:00Z By Aaron Nicodemus
Twelve more firms have been dinged with fines by the Securities and Exchange Commission for failing to properly supervise employees who used off-channel communications to conduct company business. In this latest round of enforcement actions, nine investment advisers and three broker-dealers will pay a total of $63 million.
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Vince McMahon, the founder and former CEO of WWE, was fined $400,000 and ordered to reimburse the wrestling giant more than $1.3 million to settle charges brought by the Securities and Exchange Commission that he failed to disclose hush money payments he made on behalf of himself and the company.
2025-02-26T17:09:00Z Provided by GAN Integrity
The vast majority of organizations are using artificial intelligence and generative AI, for everything from upping efficiency to driving innovation.
2025-02-05T04:18:00Z Provided by Resolver
Compliance professionals are worried about the pace of regulatory change–and what to do about it.
Provided by GAN Integrity
This is a Compliance Week Survey, sponsored by GAN Integrity. It is completely anonymous and designed to help benchmark the approaches compliance is taking to AI Governance. Results will be shared by Compliance Week and GAN Integrity in the form of a benchmark report.
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