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- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
Provided by Schwab Compliance Solutions2015-07-24T10:45:00
Employee surveillance is a pressing compliance need. Amid reports of scandals and other misconduct, the demand for smarter, tighter, and advanced surveillance is increasing. This e-Book, produced by Compliance Week in cooperation with Schwab Compliance Solutions, offers the latest thinking on what employees, regulators, and compliance practitioners need to know ...
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News and analysis for the well-informed compliance or audit exec.
Annual Membership best value
Subscribe now for $365
Our lowest price ($1 per day) for one year.
2024-07-01T15:45:00Z By Margaret Holmes Tibbets, CW guest columnist
Margaret Holmes Tibbets, chief compliance officer at financial technology company Pipe, explains how firms are facing an existential compliance crisis, and to survive they’ll need to overcome not one but two hurdles.
2024-06-27T13:39:00Z By Adrianne Appel
Keeping track of regulations and understanding how they affect your business can be a hot mess without proper organization and collaboration, experts said at Compliance Week’s Women in Compliance Summit, held June 3-4, in Atlanta.
2024-06-20T15:37:00Z By Aaron Nicodemus
A whistleblower received an $8 million award from the Commodity Futures Trading Commission for uncovering fraud—even though the agency deemed the whistleblower was culpable in the misconduct.
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