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- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
By CW Staff2017-01-26T12:45:00
The Depository Trust & Clearing Corporation, a post-trade market infrastructure for the global financial services industry, has appointed Derek West as executive director and chief compliance officer for the firm’s European Global Trade Repository (GTR) business.
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News and analysis for the well-informed compliance or audit exec. Select an option and click continue.
Annual Membership $499 Value offer
Full price one year membership with auto-renewal.
Membership $599
One-year only, no auto-renewal.
2017-02-01T17:15:00Z By CW Staff
The Depository Trust & Clearing Corporation, a post-trade market infrastructure for the global financial services industry, has appointed Ann Shuman as general counsel, effective Feb. 1. She assumes the role from Larry Thompson, who is stepping down to serve full-time as vice chairman of DTCC.
2024-12-26T07:55:00Z By CW Staff
Tokinvest, a marketplace that connects real-world asset issuers with investors, announced the appointment of Mike Mingee as chief compliance officer and money laundering reporting officer.
2024-12-18T07:49:00Z By CW Staff
Cornell Capital announced the promotion of Jennifer Cattier, who joined as chief operating officer and chief compliance officer in 2022, to partner.
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