- Topics
- Regions
- Events
- Webcasts
- Resources
- CW Exclusives
- Membership
“For tracking litigation, enforcement, and regulatory developments, Compliance Week
should be your prime source.”- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
Increasing Efficiencies Within Centralized and Decentralized Third Party Compliance Programs
Provided by 
Blue Umbrella2018-11-09T18:22:00
This Blue Umbrella whitepaper will guide you through the strengths and weaknesses of centralized and decentralized compliance models and show how to improve programs operating on either model.
Sponsored white paper
Our white papers are prepared by expert partners and are free to view.
How to download this white paper
You need to register for this site and agree to the sponsor’s conditions to be granted access.
Related articles
-
News BriefFINRA fines UBS unit $850K for failing to properly monitor customer transactions
UBS Financial Services, a subsidiary of the Swiss banking giant UBS, has been fined $850,000 for failing to properly monitor transactions between its broker-dealers and third parties.
-
PremiumHow fintechs can overcome major compliance hurdles in embedded finance
Margaret Holmes Tibbets, chief compliance officer at financial technology company Pipe, explains how firms are facing an existential compliance crisis, and to survive they’ll need to overcome not one but two hurdles.
-
PremiumBanks must bolster awareness of fintech partner risks, experts advise at Fordham
During a panel at Compliance Week’s Financial Crimes and Regulatory Compliance Summit, held June 10-11 in New York, experts discussed nuances in bank-financial technology partnerships, offering best practices for how banks should protect themselves.
More from Thought Leadership
-
ResourceWhite paper: SEC doubles down on cyber risk management accountability
To help investors gain a better understanding of cyber risk, the US Securities and Exchange Commission (SEC) has created sweeping new rules—forcing companies to take a more proactive approach to cybersecurity.
-
ResourceWhite paper: Automate to Accelerate: Overcoming Staffing and Compliance Challenges in Cyber Risk Management
Spending countless hours tracking down controls evidence for your audit and compliance activities is an annoyance at best and a major drag on productivity and effectiveness at worst.
-
ResourceWhite paper: Quantify Third-Party Financial Risk to Efficiently Address Threats
Financial risk is one of the third-party risk management (TPRM) domains most likely to directly harm your organization.