Don't Be Misled By Recent Dismissals; Trend Still Down

By Stephen Taub2005-09-27T00:00:00

lock icon THIS IS MEMBERS-ONLY CONTENT. To continue reading, choose one of the options below.

Become a Member

News and analysis for the well-informed compliance or audit exec. Select an option and click continue.

Annual Membership $499 Value offer

Full price one year membership with auto-renewal.

Membership $599

One-year only, no auto-renewal.

Access CW Newsletters and CPE webcasts. REGISTER FOR LIMITED FREE ACCESS

Already a Compliance Week member?

Article
WorldCom Settlement With “Opt Out” Plaintiffs Expected

2005-10-11T00:00:00Z By Stephen Taub
News Brief
FCA fines Macquarie Bank $16M for control failures that allowed fake trades

2024-11-26T19:59:00Z By Jeff Dale

The U.K. Financial Conduct Authority fined the London branch of Australian-based Macquarie Bank Limited more than 13 million pounds (U.S. $16.3 million) for “serious control failures” that allowed a trader to conceal hundreds of fictitious trades over a 20-month period.
News Brief
Trump names Scott Bessent to be Treasury secretary, with a clear deregulation agenda

2024-11-26T14:53:00Z By Aaron Nicodemus

Hedge fund manager Scott Bessent, named by Donald Trump on Friday as his nominee for Treasury Secretary, has a clear mandate to deregulate the financial markets should he take the helm.