- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
Image: As the fifth anniversary of the Dodd-Frank Act approaches, we’ll hear more talk about whether the law needs reform; in fact, we already hear that talk in Congress. Before we go too far, Compliance Week editor Matt Kelly writes, we should remember what caused the financial crisis in 2008 ...
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One of the most vigorous assaults yet on the Dodd-Frank Act came on June 7 from House Financial Services Committee Chairman Jeb Hensarling (R-Texas). Joe Mont looks at the implications of Hensraling’s Financial CHOICE Act, his plan “to replace the Dodd-Frank Act and promote economic growth.”
The Department of Justice released the details of its long-awaited corporate whistleblower awards pilot program that will prioritize reporting in areas of corporate crime not currently covered by existing whistleblower programs.
Anonymous employees of OpenAI accused the company of requiring employees to sign nondisclosure agreements (NDAs) that “prohibited and discouraged” them from reporting securities law violations to federal regulators.
