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- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
By Jaclyn JaegerFri, Jun 29, 2018 1:00 PM
The New York State Department of Financial Services has fined Deutsche Bank $205 million as part of a consent order for violations of New York banking law in its Forex trading business.
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News and analysis for the well-informed compliance or audit exec. Select an option and click continue.
Annual Membership $499 Value offer
Full price one year membership with auto-renewal.
Membership $599
One-year only, no auto-renewal.
May 16, 2019 4:39 PM By Jaclyn Jaeger
In two separate settlements, the European Commission fined five banking giants for colluding in the trade of significant sums of foreign currency.
Feb 4, 2019 9:45 AM By Jaclyn Jaeger
The New York Department of Financial Services has fined Standard Chartered Bank $40 million for attempting to rig transactions in foreign exchange markets between 2007 and 2013.
Jan 7, 2025 4:26 PM By Aaron Nicodemus
Nearly three years after Russia invaded Ukraine, numerous U.S. sanctions imposed on Russia-based companies connected to the war effort have made doing business in the country fraught with unseen risks, as one U.S. airplane parts distributor learned recently.
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