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- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
By Joe Mont2017-05-31T11:30:00
The SEC has taken great pains to encourage, reward, and protect whistleblowers. Have they done so to the detriment of public companies?
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News and analysis for the well-informed compliance or audit exec.
Annual Membership best value
Subscribe now for $365
Our lowest price ($1 per day) for one year.
2017-07-05T09:45:00Z By Joe Mont
What does a corporate whistleblower need to do to secure anti-retaliation protections? The Supreme Court will tackle the longstanding argument.
2020-10-20T17:00:00Z By Aaron Nicodemus
Democratic presidential nominee Joe Biden is no lock to win the presidency on Nov. 3. But it’s worth examining what compliance-related regulatory policies he’d support if he wins.
2019-11-20T14:59:00Z By Jaclyn Jaeger
The SEC has awarded over $260,000 to three individuals who jointly submitted a tip alerting the agency to a well-concealed fraud targeting retail investors that led to a successful enforcement action. The whistleblowers were, themselves, harmed investors.
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