All articles by CW Staff – Page 92

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​SEC names associate regional director in Los Angeles office

2019-10-08T18:23:00Z

The Securities and Exchange Commission has named Katharine Zoladz as associate regional director for enforcement in the Los Angeles Regional Office.

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Aerie Pharmaceuticals appoints chief compliance officer

2019-10-08T14:48:00Z

Aerie Pharmaceuticals has appointed Charlene Davis as vice president and chief compliance officer.

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​Pay.UK appoints chief risk officer

2019-10-07T17:26:00Z

Pay.UK announced it has appointed Helen Hunter-Jones as chief risk officer.

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CFPB adds new executives

2019-10-02T14:55:00Z

The Consumer Financial Protection Bureau recently announced several new additions to its executive team, including the appointment of Bryan Schneider as associate director in the Supervision, Enforcement and Fair Lending Division.

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​Zurich appoints group chief risk officer

2019-09-27T15:09:00Z

Zurich Insurance Group has named Peter Giger as group chief risk officer, effective Oct. 1.

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Northwestern Mutual appoints chief compliance officer

2019-09-27T15:03:00Z

Northwestern Mutual recently announced it has made several changes to the company’s senior leadership team, including the appointment of a new chief legal and compliance officer.

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​Virtua Capital Management names chief compliance officer

2019-09-27T14:53:00Z

Virtua Capital Management, the capital formation arm of global private-equity real-estate investment manager Virtua Partners, has appointed Curtis Christensen as chief compliance officer.

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TIAA adds chief risk and compliance officer

2019-09-27T14:49:00Z

Financial services provider TIAA appointed David Nason to the newly created position of chief risk and compliance officer.

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​CentralReach appoints chief legal and compliance officer

2019-09-26T18:43:00Z

CentralReach, a provider of electronic health record and practice management solutions, has appointed Perry Pappas as senior vice president, chief legal and compliance officer.

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Handelsbanken appoints chief compliance officer

2019-09-19T15:52:00Z

Handelsbanken, a Swedish consumer banking company, has announced the appointment of Martin Noréus as chief compliance officer.

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Zimmer Biomet appoints chief accounting officer

2019-09-18T13:20:00Z

Zimmer Biomet Holdings disclosed in a securities filing it has appointed Carrie Nichol as controller and chief accounting officer, effective Oct. 1. In this position, Nichol will serve as the company’s principal accounting officer.

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Goldman Sachs appoints chief risk officer, new chief accounting officer

2019-09-17T14:19:00Z

Goldman Sachs disclosed in a securities filing it has appointed both a new chief risk officer and a new principal accounting officer, effective Nov. 4.

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​Extreme Reach names vice president of compliance

2019-09-16T18:56:00Z

Extreme Reach, a tech platform for video ad campaigns, has appointed Catherine D’Amato to the newly created role of vice president of compliance.

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​American Riviera Bank names chief compliance and risk officer

2019-09-12T16:51:00Z

American Riviera Bank has named Laurel Sykes as executive vice president, chief compliance and risk officer.

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​Pangea Money Transfer appoints chief compliance officer

2019-09-12T16:44:00Z

Pangea Money Transfer, a mobile-centric money-transfer platform, announced it has appointed Alex Levine as general counsel and chief compliance officer.

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James Daly retiring from SEC

2019-09-12T16:16:00Z

James Daly, Division of Corporation Finance Associate Director, will retire at the end of September after more than 38 years of service with the SEC.

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Spotify chief accounting officer resigns

2019-09-12T14:51:00Z

Spotify Technology, a Swedish media-services provider, disclosed in a filing with the SEC that Luca Baratta will resign from his position as chief accounting officer.

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Nasdaq has a new chief legal officer

2019-09-06T17:06:00Z

Nasdaq has named John Zecca as executive vice president and chief legal officer, responsible for managing Nasdaq’s regulatory oversight, legal counsel, and compliance across the company’s global businesses.

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Mezu appoints its first chief compliance and risk officer

2019-09-06T16:45:00Z

Mezu, a mobile payments app provider, has promoted Luis Trujillo to the newly created role of chief compliance and risk officer. He will report directly to Mezu’s board of directors.

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Paysafe appoints chief risk officer

2019-09-06T16:38:00Z

Paysafe Group, a global payments provider, has named Richard Swales as chief risk officer, effective Oct. 14.