All articles by CW Staff – Page 90
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Prudential names chief ethics officer
Prudential Financial has named Julie Gershman, vice president of global business ethics and integrity, as its new corporate chief ethics officer.
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OCC names chief risk officer
The Office of the Comptroller of the Currency has named William Rowe as chief risk officer, effective immediately. Rowe fills the position vacated by Linda Cunningham, who retired in April.
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Funding Circle names U.S. chief compliance officer
Funding Circle, a lending platform focused exclusively on small business, has appointed Richard Stephenson as U.S. chief compliance officer.
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Pitney Bowes names chief accounting officer
Pitney Bowes, a global technology company, announced that Steven Green, vice president, finance and chief accounting officer, is retiring, effective Aug. 4. Taking his place, Joseph Catapano has been named vice president, chief accounting officer.
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University of California names chief compliance officer
The University of California Board of Regents has appointed Alexander Bustamante as senior vice president and chief compliance and audit officer at UC’s Office of the President, effective Sept. 5.
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TSG names chief compliance officer
TSG Consumer Partners, a private equity firm focused exclusively on the branded consumer sector, has named Jessica Duran chief compliance officer.
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Home Capital Group names chief risk officer
Home Capital Group has named David Cluff as executive vice president, enterprise risk management and chief risk officer, effective immediately. He replaces Greg Parker, who has been named to the newly created role of executive vice president, strategy.
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Humana names chief risk officer
Health insurance company Humana has named Sam Deshpande to the newly created position of senior vice president and chief risk officer to oversee development of the company’s Chief Risk Office.
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Portland General Electric appoints compliance officer
Portland General Electric has appointed Lisa Kaner as PGE’s new general counsel and corporate compliance officer.
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RiceBran Technologies names chief accounting officer
RiceBran Technologies, a food and animal feed ingredient company, has appointed Dennis Dykes as chief accounting officer. He reports directly to RBT's Chief Financial Officer Brent Rystrom.
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Bank of the West names chief compliance officer
Bank of the West, a regional financial services company headquartered in San Francisco with $83.8 billion in assets as of March 31, has appointed Karin Lockovitch as its new chief compliance officer. She will be responsible for overseeing bank compliance with regulatory requirements and with internal policies and procedures.
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Kimberly-Clark names general counsel
Kimberly-Clark has appointed Jeffrey Melucci as senior vice president and general counsel, effective Sept. 1, 2017. Melucci succeeds Tom Mielke, who will retire in early 2018 following a transition period.
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Bryn Mawr Trust appoints chief risk officer
Bryn Mawr Bank Corporation, a financial services company, has appointed Patrick Killeen as chief risk officer and senior vice president of BMT’s risk management division, effective as of June 5.
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Department of Justice seeks new compliance counsel
Legal and compliance professionals interested in joining the Department of Justice’s Fraud Section for the compliance counsel job have until June 27 to apply. The Fraud Section is on the lookout for a new compliance counsel to replace Hui Chen, the first person to ever assume the role.
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The Hartford names chief risk officer
The Hartford, a financial services company, has named Robert Paiano chief risk officer to lead the company’s enterprise risk management operations, effective July 1.
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Grapevine: Who’s coming and going in compliance
Peruvian engineering and construction company Graña y Montero has appointed a new chief risk and compliance officer amid a bribery probe. Puma, Admiral Markets, and Triad Advisors also all have new compliance officers. Check out the CW Grapevine for the latest personnel moves.
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LPL names chief legal and risk officer
Retail investment advisory firm and independent broker-dealer LPL Financial, a wholly owned subsidiary of LPL Financial Holdings, has announced that Michelle Oroschakoff, current managing director and chief risk officer, will expand her responsibilities to include oversight of the firm’s legal and government relations functions as chief legal and risk officer, ...
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Triad Advisors appoints chief compliance officer
Triad Advisors, an independent broker-dealer, has appointed Bernie Breton as chief compliance officer.
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Admiral Markets names compliance officer
Admiral Markets UK has appointed Simon Roberts as the its new general manager, and Stephen Ayme has been added to the management board team and will be leading the compliance department.
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Puma appoints chief compliance officer
Sports company PUMA has appointed Raliza Koleva as chief compliance officer with immediate effect.