All articles by CW Staff – Page 81
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Blog
Exostar names new member to Board of Directors
Exostar has named Lockheed vice president Philip E. Goslin as a new member to its Board of Directors.
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Penn State names chief ethics and compliance officer
Penn State has named Kenya Mann Faulkner chief ethics and compliance officer. She will begin her new role on Dec. 3.
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Former BHP chief compliance officer rejoins Mayer Brown
Audrey Harris, former chief compliance officer for global resources company BHP, has rejoined law firm Mayer Brown in Washington D.C. as a partner and co-leader of its global Anti-Corruption and FCPA practice.
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BioScrip appoints chief accounting officer
BioScrip, the largest independent national provider of infusion and home care management solutions, has appointed John McMahon as vice president, controller and chief accounting officer.
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Celsius Network names chief compliance officer
Celsius Network, a blockchain-based Fintech startup, has named Ann LaCarrubba as general counsel and chief compliance officer.
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Artivest appoints chief compliance officer
Artivest, a provider of premier alternative funds and technology solutions, has named Kamal Jafarnia as general counsel and chief compliance officer.
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Generex appoints chief compliance officer
Title: Generex appoints a CCOGenerex Biotechnology, a biopharmaceutical company, has named Anthony Crisci as general manager, chief compliance officer, and corporate counsel for all of NuGenerex’s distribution efforts.
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M.S. Howells names chief compliance officer
M.S. Howells, a full-service broker/dealer and hybrid RIA, servicing hedge fund managers, registered individuals, and independent registered investment advisors, has named Eraine Parker chief compliance officer.
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OppLoans names chief compliance officer
Online lender OppLoans has appointed Stacee Hasenbalg to the role of chief compliance officer.
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OppLoans names chief compliance officer
Online lender, OppLoans has appointed Stacee Hasenbalg to the role of chief compliance officer.
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Realogy appoints chief ethics and compliance officer
Realogy Holdings, the largest full-service residential real estate services company in the United States, has appointed John Brennan as chief ethics and compliance officer and chief audit executive.
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SFO General Counsel to join Kingsley Napley
Alun Milford, general counsel for the U.K. Serious Fraud Office, will be leaving the agency to join law firm Kingsley Napley as a partner.
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Argent Trust names chief compliance officer
Argent Trust Company has named Deanna Rankin chief compliance officer.
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AXA Equitable Life names chief risk officer
AXA Equitable Life, a wholly-owned indirect subsidiary of financial services company AXA Equitable Holdings has promoted Aaron Sarfatti to chief risk officer, effective Oct. 1.
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Venerable Holdings appoints chief risk officer
Venerable Holdings—a privately held company that owns and manages the legacy variable annuity business acquired from Voya Financial—has appointed Charles Schwartz as chief risk officer.
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Vanguard appoints global chief risk officer
Vanguard, an investment management company, has appointed Joseph Brennan to the newly created position of global chief risk officer. He also will serve as a member of Vanguard’s senior leadership team.
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Tesla chief accounting officer splits after one month on the job
Tesla has yet another person to add to its list of quick departures: After just one month of being on the job, Tesla’s chief accounting officer, Dave Morton, provided notice that he was resigning from Tesla, effective immediately.
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U.S. Bank names chief risk officer
U.S. Bank has namedJodi Richard as its new vice chairman and chief risk officer, overseeing the company’s risk management and compliance efforts.
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Crawford Lake Capital Management names chief compliance officer
Crawford Lake Capital Management, an investment management firm, has appointed Dov Lando to the newly created role of general counsel and chief compliance officer.
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Anadarko names general counsel
Anadarko Petroleum has named Amanda McMillian executive vice president and general counsel, effective immediately.