All articles by CW Staff – Page 79
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Blog
Credit Suisse appoints new chief compliance officer, chief risk officer
The Credit Suisse Group has announced several changes to its executive board, with immediate effect, including a new chief compliance officer and new chief risk officer, as the bank reorganizes its compliance function.
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ShiftPixy appoints chief compliance officer
ShiftPixy, a disruptive workforce engagement platform provider, has hired Kirk Flagg as chief compliance officer and secretary.
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Twitter Co-Founder Evan Williams steps down from board
Twitter Co-Founder Evan Williams has decided to step down as a member of its board of directors, effective at the end of the month, Twitter announced in an SEC filing on Feb. 22.
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Cavco Industries appoints chief compliance officer
Cavco Industries, a designer and builder of systems-built structures, has appointed Mickey Dragash as executive vice president, general counsel, corporate secretary, and chief compliance officer, effective as of Feb. 6.
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KEPRO appoints general counsel and chief compliance officer
KEPRO, a diversified healthcare information company, has appointed Melissa Leigh to the newly created role of general counsel and chief compliance officer. In this role, Leigh will lead KEPRO’s in-house legal, compliance, and risk management functions.
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Humana names general counsel
Health insurance company Humana has named Joseph Ventura as general counsel and Douglas Stoss as interim lead for Humana’s Office of Corporate Affairs . Both will report to Humana President and CEO Bruce Broussard and serve as members of the company’s management team.
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Churchill Mortgage appoints chief compliance officer
Churchill Mortgage, a privately owned company that provides residential mortgages, has named Liliana Nigrelli as chief compliance officer.
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Tennant Company names general counsel, corporate secretary
Tennant Company, a floor cleaning equipment company, has appointed Mary Talbott as senior vice president, general counsel and corporate secretary, effective Jan. 28.
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Former PCAOB Director of Enforcement joins Akin Gump
Claudius Modesti, former Director of Enforcement at the Public Company Accounting Oversight Board (PCAOB), has joined Akin Gump as a partner in its white-collar defense and government investigations practice in Washington, D.C.
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CV Sciences appoints new chief accounting officer
CV Sciences, a supplier and manufacturer of hemp CBD products, has appointed Joerg Grasser to the role of chief accounting officer.
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TransAtlantic Petroleum names new chief accounting officer
TransAtlantic Petroleum, an international oil and natural gas company engage, announced that it has made several changes to its executive management team, including the appointment of a new chief accounting officer, as well as a new general counsel and corporate secretary.
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Pier 1 names chief legal and compliance officer
Pier 1 Imports, an omnichannel retailer, has appointed Robert Bostrom as executive vice president, chief legal and compliance officer and corporate secretary, effective immediately.
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Conduent names chief compliance officer
Conduent, a business services technology company, has appointed Brian Clayton as chief compliance officer.
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Dean Foods names chief accounting officer
Dean Foods Company has named Jeff Dawson as its senior vice president, chief accounting officer, effective Jan. 28. Dawson replaces Scott Vopni , who left the company to pursue other opportunities.
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Abeona Therapeutics names chief accounting officer
Abeona Therapeutics, a clinical-stage biopharmaceutical company, has named Edward Carr as chief accounting officer.
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Alliant names new general counsel and corporate secretary
Alliant Insurance Services, an independent insurance brokerage firm, has named long-time in-house counsel Jennifer Baumann as general counsel and corporate secretary.
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TRON hires its first head of compliance
David Labhart, a former supervisory attorney with the U.S. Securities and Exchange Commission, has joined TRON as the blockchain network's first head of compliance to help navigate its interaction with regulatory agencies and other financial authorities around the world.
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GPB Capital appoints chief compliance officer
GPB Capital Holdings has appointed Michael Cohn, who was formerly with the Asset Management Unit of the SEC’s Enforcement Division, as managing director and chief compliance officer.
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Wells Fargo elects new board member
Wells Fargo & Company has elected Wayne Hewett to its board of directors. Additionally, Karen Peetz has decided that she will not stand for re-election and will retire as a director at the company’s 2019 Annual Meeting of Shareholders.
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OCC names new head of enterprise risk management
The Options Clearing Corporation, the world's largest equity derivatives clearing organization, recently appointed two new senior leaders who will play key roles as the OCC transitions to its future risk management and clearing systems.