All articles by CW Staff – Page 129
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United Online Names General Counsel
United Online, an online provider of consumer products and services, appointed Mark Harrington general counsel, effective this month.
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Patterson Companies Names General Counsel and Corporate Secretary
Patterson Companies has named Les Korsh as general counsel and secretary, a distributor serving the dental, production and companion animal health and rehabilitation supply markets.
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Aviall Names Vice President of Compliance
Aviall, a wholly owned subsidiary of The Boeing Company, recently named Kim Stollar as general counsel and vice president of compliance. More inside.
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Wintrust Financial Names General Counsel and Corporate Secretary
Wintrust Financial, a financial holding company, has named Kathleen Boege general counsel and corporate secretary. She will assume these roles from Lisa Pattis, who will be leaving the company in September. Details inside.
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Malvern Federal Savings Bank Appoints Chief Risk Officer
Malvern Federal Savings Bank, the wholly owned subsidiary of Malvern Bancorp, announced the appointment of William Woolworth as chief risk officer. Prior to joining Malvern Federal, he served in the positions of director of enterprise risk management, chief auditor and chief compliance officer for Customers Bank. More inside.
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Huntington Ingalls Industries Names Chief Accounting Officer
Huntington Ingalls Industries, a military shipbuilding company, has promoted Nicolas Schuck to the position of controller and chief accounting officer, effectively immediately. More inside.
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Former Cigna Chief Compliance Officer Joins Voya Financial
Voya Financial announced this week that it has appointed Trish Walsh as chief legal officer, effective Sept. 14. In this role, Walsh will oversee all aspects of Voya's law, compliance and external affairs department, serving as an advisor to senior management and the board of directors on legal, compliance, securities ...
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St. Joseph's Healthcare System Names Chief Compliance Officer
St. Joseph’s Healthcare System has appointed Theodore Brown as chief compliance officer. In this role, Brown leads the corporate compliance department and is responsible for assessing organizational risk for misconduct and noncompliance, establishing objectives for compliance, and implementing initiatives to foster a culture of compliance throughout the organization. Details inside.
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Rotation Capital Names Chief Compliance Officer
Rotation Capital, an SEC-registered alternative asset management firm, has appointed Marshall Terry as chief compliance officer. Terry also has been appointed a managing director and chief operating officer. Details inside.
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DASH Financial Appoints Chief Compliance Officer
DASH Financial, an institutional agency broker-dealer, has appointed Erin Preston as chief compliance officer. Preston will be responsible for DASH's compliance strategy and will be a key stakeholder in the execution of the firm's business strategy as in--house counsel. Details inside.
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Eastern Bank Taps Former CFPB Deputy Director as CCO
Eastern Bank, a full-service commercial bank headquartered in Boston, announced this week that it has appointed Steven Antonakes as chief compliance officer. Antonakes most recently served as Deputy Director and the Associate Director for Supervision, Enforcement, and Fair Lending at the Consumer Financial Protection Bureau. Details inside.
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Standard Chartered Names Group Chief Risk Officer
Standard Chartered Bank has appointed Mark Smith as its new group chief risk officer, based in London. Pam Walkden will continue as interim group chief risk officer until Smith joins the bank in January 2016. Details inside.
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Prudential Names Chief Risk Officer
Prudential has appointed Penny James as group chief risk officer and as an executive director on the Prudential board, effective Sept. 1. She succeeds John Foley, who had taken on the additional role of group chief risk officer in June on an interim basis, following the departure of Pierre-Olivier Bouée. ...
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VNA Homecare Appoints Corporate Compliance Officer
VNA Homecare has appointed Dawn Richey as corporate compliance officer. She previously served as manager of Emergency Preparedness at Crouse Hospital. Details inside.
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IFAM Capital Names John Lauer CCO, COO
IFAM Capital, a wealth management firm, has announced the appointment of John Lauer has been as its new chief operating officer and chief compliance officer.
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Bartlett Named Managing Partner for EY’s Honolulu Office
Jeff Bartlett has been named the managing partner for EY’s Honolulu office. Bartlett will be responsible for continuing to grow the practice, managing resources and overseeing client service in the Hawaii market.
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Scardino Named Global Controller, CAO at Walgreens Boots Alliance
Walgreens Boots Alliance has named Kimberly Scardino as its new senior vice president, global controller, and chief accounting officer. Scardino joins the company from American Express Company, where she was senior vice president, business advisory controller.
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Follett Joins Weaver’s Quality and Risk Management Group
Tim Follett has joined Weaver, the largest independent accounting firm in the Southwest, as an assurance partner in the firm’s quality and risk management group. He will focus on developing tools, resources, guidance, policies and processes associated with firm compliance, risk management, administration and operations.
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McGladrey Names Bill Gorman Chief Operating Officer
McGladrey—a provider of assurance, tax and consulting services—has announced that Bill Gorman will succeed Mike Kirley as the firm’s chief operating officer, effective Sept. 1, 2015. In the role, Gorman will be responsible for overseeing business planning and strategy execution, as well as the firm’s five regions, accounting industry services ...
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Brad Weber Joins B2R Finance as Chief Accounting Officer
B2R Finance, a lender for single-family rental property investors, announced that Brad Weber has joined the company as chief accounting officer. In his role, Weber will lead the accounting, reporting and control functions, as well as human resources and regulatory compliance.