All articles by CW Staff – Page 112
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Anglo American appoints group general counsel
Anglo American, a global mining company, has appointed Richard Price as group general counsel, and as a member of Anglo American’s group management committee, with effect May 1.
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AIG names deputy general counsel and corporate secretary
American International Group, a global insurance organization, has named Rose Marie Glazer as vice president, deputy general counsel, and corporate secretary, effective March 8. She succeeds Jeffrey Welikson, who is retiring.
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Aspect Capital appoints chief risk officer
Aspect Capital, a U.K.-based investment manager, has promoted Anna Hull to chief risk officer and to the board. She was previously director of risk and in charge of Aspect’s risk team, which is responsible for the oversight of all market, model and operational risks across Aspec.
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Avant names chief risk officer
Avant, an online lending platform, has appointed Grant Miles, a financial industry veteran with global banking giant HSBC, as chief risk officer.
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Danske Bank appoints new chief risk officer
Danske Bank has appointed Carsten Egeriis as its new chief risk officer. He will head group risk management and will join Danske Bank’s executive board by Sept. 1.
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Mary Jo White returns to Debevoise
Mary Jo White, former chair of the SEC, is returning to legal practice at Debevoise and will serve as senior chair of the firm. Andrew Ceresney will also rejoin Debevoise after serving under White as the director of the SEC Division of Enforcement. Jaclyn Jaeger has more.
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Toyota appoints group vice president, chief compliance officer
Toyota Motor North America (TMNA) has appointed Jacqueline Thomas group vice president, chief compliance officer.
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Stephen Cohen Joins Sidley
Stephen Cohen, former Associate Director in the Securities and Exchange Commission Division of Enforcement, has joined law firm Sidley Austin. He will be a member of Sidley’s securities and derivatives enforcement and regulatory practice.
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RedCrow appoints chief compliance officer
RedCrow, a new equity crowdfunding platform, has appointed Chris Laia as general counsel and chief compliance officer. Laia will report to RedCrow CEO and Founder Brian Smith.
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Celanese names general counsel
Celanese, a global technology and specialty materials company, announced last month the appointment of Peter Edwards as general counsel, effective as of the end of January.
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Tembec appoints new director
Tembec, a Canada-based forest products company, has named Pierre Gignac to its board of directors. Gignac will assume the seat of Michel Dumas who remains Tembec's executive vice president, finance and chief financial officer.
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Astellas names general counsel
Pharmaceutical company Astellas announced the promotion of Linda Friedman as executive vice president, general counsel, with responsibility for the company's legal operations worldwide, effective April 1.
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Toys 'R' Us names general counsel
Toys “R” Us, a toy and baby products retail company, has hired Cornell Boggs as executive vice president and general counsel, effective Feb. 15. He will report directly to Chairman and CEO Dave Brandon.
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BillingTree names chief compliance officer
BillingTree, a payment technology and services provider, has appointed Barton Bright as general counsel and chief compliance officer.
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DTCC names new general counsel
The Depository Trust & Clearing Corporation, a post-trade market infrastructure for the global financial services industry, has appointed Ann Shuman as general counsel, effective Feb. 1. She assumes the role from Larry Thompson, who is stepping down to serve full-time as vice chairman of DTCC.
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Former SEC Enforcement Director rejoins Debevoise
Andrew Ceresney, who served from April 2013 to December 2016 as the Director of Enforcement at the Securities and Exchange Commission, will return to the law firm Debevoise as co-chair of the litigation department, where he will practice primarily in the White Collar & Regulatory Defense Group.
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Former Assistant U.S. Attorney joins Hinshaw & Culbertson
The U.S. law firm of Hinshaw & Culbertson has named Kenneth Yeadon, Previously an Assistant U.S. Attorney for the Northern District of Illinois and a senior attorney with the Securities and Exchange Commission’s Division of Enforcement, as a partner in the Chicago office.
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Grapevine: Who’s coming and going in compliance
The Depository Trust & Clearing Corporation; Goldman Sachs; CIT Group; Klingenstein Fields Wealth Advisors; and True Health Diagnostics all have new compliance officers. In other news, TBC Bank Group has a new chief risk officer. Check out the CW Grapevine for the latest personnel moves.
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Goldman Sachs names global head of compliance
Goldman Sachs Group has appointed Sarah Smith as global head of compliance. She will assume the role from Alan Cohen, who is stepping down.
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CIT Group names chief compliance officer
CIT Group, a provider of commercial lending and leasing services, has appointed Paul Tufaro as chief compliance officer, effective immediately. He will report to Executive Vice President and Chief Risk Officer Robert Rowe.