All articles by CW Staff – Page 111
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Blog
DASH Financial Appoints Chief Compliance Officer
DASH Financial, an institutional agency broker-dealer, has appointed Erin Preston as chief compliance officer. Preston will be responsible for DASH's compliance strategy and will be a key stakeholder in the execution of the firm's business strategy as in--house counsel. Details inside.
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Eastern Bank Taps Former CFPB Deputy Director as CCO
Eastern Bank, a full-service commercial bank headquartered in Boston, announced this week that it has appointed Steven Antonakes as chief compliance officer. Antonakes most recently served as Deputy Director and the Associate Director for Supervision, Enforcement, and Fair Lending at the Consumer Financial Protection Bureau. Details inside.
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Standard Chartered Names Group Chief Risk Officer
Standard Chartered Bank has appointed Mark Smith as its new group chief risk officer, based in London. Pam Walkden will continue as interim group chief risk officer until Smith joins the bank in January 2016. Details inside.
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Prudential Names Chief Risk Officer
Prudential has appointed Penny James as group chief risk officer and as an executive director on the Prudential board, effective Sept. 1. She succeeds John Foley, who had taken on the additional role of group chief risk officer in June on an interim basis, following the departure of Pierre-Olivier Bouée. ...
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VNA Homecare Appoints Corporate Compliance Officer
VNA Homecare has appointed Dawn Richey as corporate compliance officer. She previously served as manager of Emergency Preparedness at Crouse Hospital. Details inside.
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IFAM Capital Names John Lauer CCO, COO
IFAM Capital, a wealth management firm, has announced the appointment of John Lauer has been as its new chief operating officer and chief compliance officer.
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Bartlett Named Managing Partner for EY’s Honolulu Office
Jeff Bartlett has been named the managing partner for EY’s Honolulu office. Bartlett will be responsible for continuing to grow the practice, managing resources and overseeing client service in the Hawaii market.
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Scardino Named Global Controller, CAO at Walgreens Boots Alliance
Walgreens Boots Alliance has named Kimberly Scardino as its new senior vice president, global controller, and chief accounting officer. Scardino joins the company from American Express Company, where she was senior vice president, business advisory controller.
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Follett Joins Weaver’s Quality and Risk Management Group
Tim Follett has joined Weaver, the largest independent accounting firm in the Southwest, as an assurance partner in the firm’s quality and risk management group. He will focus on developing tools, resources, guidance, policies and processes associated with firm compliance, risk management, administration and operations.
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McGladrey Names Bill Gorman Chief Operating Officer
McGladrey—a provider of assurance, tax and consulting services—has announced that Bill Gorman will succeed Mike Kirley as the firm’s chief operating officer, effective Sept. 1, 2015. In the role, Gorman will be responsible for overseeing business planning and strategy execution, as well as the firm’s five regions, accounting industry services ...
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Brad Weber Joins B2R Finance as Chief Accounting Officer
B2R Finance, a lender for single-family rental property investors, announced that Brad Weber has joined the company as chief accounting officer. In his role, Weber will lead the accounting, reporting and control functions, as well as human resources and regulatory compliance.
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Ryanaski Will Be Union Pacific's New Chief Accounting Officer
Union Pacific has named Todd Rynaski as chief accounting officer, vice president and controller effective Sept. 1. He succeeds Jeffrey Totusek, who plans to retire in 2016 and will assist with the transition until that time.
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Alliant Energy Names Durian Chief Accounting Officer, Controller
Robert Durian has been named as vice president, chief accounting officer, and controller for Alliant Energy. He has been with the company since 1992 and held several leadership roles in the financial reporting area of the company, including assistant controller, director of financial reporting, and a manager for internal reporting.
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Hawke, Chief of SEC’s Market Abuse Unit, to Leave Agency
The Securities and Exchange Commission has announced that Daniel Hawke, chief of the Division of Enforcement’s Market Abuse Unit and former Director of the Philadelphia Regional Office, is leaving the agency after 16 years of service. He will step down in August to return to the private sector.
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CyrusOne Appoints Amitabh Rai as Chief Accounting Officer
CyrusOne, a provider of data center properties, has announced the appointment of Amitabh Rai to its leadership team as senior vice president and chief accounting officer. He will be responsible for managing the company’s corporate accounting and financial reporting functions and will report to Kimberly Sheehy, chief financial and administrative ...
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Stephen Van Meter is New CCO for Federated Investors
Federated Investors has appointed Stephen Van Meter as chief compliance officer, effective July 30. Van Meter, also appointed chief compliance officer of the Federated family of funds, replaces retiring CCO Brian Bouda.
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Kulka Named Global CCO for Sandard & Poor's Ratings Services
Standard & Poor's Ratings Services has appointed Holly Kulka as Global Chief Compliance Officer. She will be a member of Standard & Poor's Ratings Services' Executive Committee. Previously, Kulka served as executive vice president and deputy general counsel for Intercontinental Exchange, which acquired NYSE Euronext.
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Brady Corporation Names New Chief Accounting Officer
Brady Corporation, a manufacturing company, has named Aaron Pearce as its new chief accounting officer, effective immediately.
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National Planning Corporation Names CCO
National Planning Corporation, an independent broker-dealers, has announced the appointment of Patricia McCallop as chief compliance officer. She will be responsible for leading NPC’s compliance team and overseeing the company’s adherence to state and federal regulations. Details inside.
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NN Names General Counsel
NN, a diversified industrial company, has appointed Matthew Heiter to the newly created role of general counsel, effective immediately. He will report to President and Chief Executive Officer Richard Holder.